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Palomar Holdings, Inc. — Director's Dealing 2021
Sep 16, 2021
31360_dirs_2021-09-16_0c66f736-764b-4e0f-9c8c-c7b654726b29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Palomar Holdings, Inc. (PLMR)
CIK: 0001761312
Period of Report: 2021-09-15
Reporting Person: Uchida T Christopher (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-15 | Common Stock | M | 1500 | $15.00 | Acquired | 33391 | Direct |
| 2021-09-15 | Common Stock | S | 1500 | $86.11 | Disposed | 31891 | Direct |
| 2021-09-15 | Common Stock | S | 400 | $86.11 | Disposed | 31491 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-15 | Employee Stock Option (Right to Buy) | $15.00 | M | 1500 | Disposed | 2029-04-16 | Common Stock (1500) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: Includes 1,337 shares of Common Stock purchased pursuant to the Palomar Holdings, Inc. 2019 Employee Stock Purchase Plan (ESPP).
F3: Fifty percent (50%) of the option shares vest and become exercisable on April 16, 2020 and the remaining option shares vest and become exercisable in twelve (12) equal monthly installments thereafter.
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