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PALISADE BIO, INC. Director's Dealing 2025

Nov 6, 2025

35274_dirs_2025-11-06_dc5f952f-1b25-4002-827b-8b1fec0d4a7d.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: PALISADE BIO, INC. (PALI)
CIK: 0001357459
Period of Report: 2025-10-06

Reporting Person: Williams Donald Allen (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-10-06 Restricted Stock Units $ A 182000 Acquired Common Stock (182000) Direct

Footnotes

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock, provided that, until such time as the Issuer has sufficient shares of Issuer common stock reserved under its 2021 Equity Incentive Plan (the "Plan") to issue upon settlement of all outstanding grants thereunder, the RSUs may be settled upon vesting in cash.

F2: This amended Form 4 is being filed to correct the previously reported grant amount of 1,538,700 RSUs to the Reporting Person. The Issuer has rescinded the grant of 1,356,700 RSUs of the previously reported grant of 1,538,700 RSUs.

F3: The RSUs are subject to a service-based vesting requirement and shall vest in three equal annual installments, with the first installment vesting on the earlier of (i) the date of the 2026 annual meeting of stockholders or (ii) the anniversary of October 6, 2025, subject to the Reporting Person's continuous service with the Issuer through such date.