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PALISADE BIO, INC. Director's Dealing 2021

Apr 26, 2021

35274_dirs_2021-04-26_e5aa9e7c-44cf-46d6-a045-c0ccfc6c715a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Seneca Biopharma, Inc. (SNCA)
CIK: 0001357459
Period of Report: 2021-04-01

Reporting Person: GRAY MARY ANN (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-01 Restricted Stock Units $ A 6000 Acquired Common Stock (6000) Direct

Footnotes

F1: Represents partial compensation for services as a director of the Issuer for the board year commencing on April 1, 2021 and ending March 31, 2022. Provided the Reporting Person is a service provider to the Issuer at the time of vesting, the RSU's will vest in equal quarterly amounts on 6/30/21, 9/30/21, 12/31/21, and 3/31/22.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.