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PALISADE BIO, INC. — Director's Dealing 2021
Apr 26, 2021
35274_dirs_2021-04-26_c6809b1d-fac8-4c1d-a392-1a4a8aa0d456.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Seneca Biopharma, Inc. (SNCA)
CIK: 0001357459
Period of Report: 2021-04-01
Reporting Person: Mazzo David J (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-01 | Restricted Stock Units | $ | A | 6000 | Acquired | Common Stock (6000) | Direct |
Footnotes
F1: Represents partial compensation for services as a director of the Issuer for the board year commencing on April 1, 2021 and ending March 31, 2022. Provided the Reporting Person is a service provider to the Issuer at the time of vesting, the RSU's will vest in equal quarterly amounts on 6/30/21, 9/30/21, 12/31/21, and 3/31/22.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
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