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PALISADE BIO, INC. Director's Dealing 2021

Aug 26, 2021

35274_dirs_2021-08-26_72182fad-8ef2-4b81-95ca-a872b8bf3818.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PALISADE BIO, INC. (PALI)
CIK: 0001357459
Period of Report: 2021-08-19

Reporting Person: Yuma Regional Medical Center (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1814375 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrant to Purchase Common Stock (right to purchase) $3.45 2026-08-19 Common Stock (377474) Direct
Warrant to Purchase Common Stock (right to purchase) $41.20 2029-03-08 Common Stock (40785) Direct
Warrant to Purchase Common Stock (right to purchase) $41.20 2029-08-15 Common Stock (13595) Direct
Warrant to Purchase Common Stock (right to purchase) $26.85 2030-10-15 Common Stock (1223) Direct