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Palantir Technologies Inc. — Director's Dealing 2023
Aug 24, 2023
29752_dirs_2023-08-23_7a9c95cc-2be1-4c26-a4ce-a8e142223243.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2023-08-21
Reporting Person: Glazer David A. (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-21 | Class A Common Stock | S | 98459 | $14.5476 | Disposed | 658265 | Direct |
| 2023-08-22 | Class A Common Stock | S | 75084 | $14.8054 | Disposed | 583181 | Direct |
| 2023-08-23 | Class A Common Stock | S | 197257 | $15.1675 | Disposed | 385924 | Direct |
| 2023-08-23 | Class A Common Stock | S | 5390 | $15.4442 | Disposed | 380534 | Direct |
Footnotes
F1: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $14.40 to $14.76. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $14.63 to $15.12. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on March 12, 2023.
F5: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $14.44 to $15.43. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (6) for sales executed in other prices on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $15.44 to $15.46. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (5) for sales executed in other prices on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.