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Pagaya Technologies Ltd. — Director's Dealing 2024
Apr 26, 2024
31528_dirs_2024-04-26_5244af59-3ef7-4a74-9bda-e510c87fae37.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Pagaya Technologies Ltd. (PGY)
CIK: 0001883085
Period of Report: 2024-04-08
Reporting Person: Perros Evangelos (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Share | 11293 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $51.36 | 2031-12-29 | Class A Ordinary Share (3894) | Direct | |
| Incentive Stock Option (right to buy) | $51.36 | 2031-12-29 | Class A Ordinary Share (1947) | Direct | |
| Non-Qualified Stock Option (right to buy) | $12.24 | 2033-02-24 | Class A Ordinary Share (14311) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.36 | 2031-12-29 | Class A Ordinary Share (556) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.36 | 2031-12-29 | Class A Ordinary Share (5448) | Direct | |
| Restricted Stock Unit | $0 | Class A Ordinary Share (12499) | Direct | ||
| Restricted Stock Unit | $0 | Class A Ordinary Share (273224) | Direct |
Footnotes
F1: Became fully vested and exercisable on November 30, 2023.
F2: 1/4th of the total 33,333 restricted stock units initially subject to this award vested on April 1, 2023, and 1/4th of the total units initially subject to this award vest every three months thereafter.
F3: 1/6th of the total 273,224 restricted stock units subject to this award shall vest each on August 1, 2024 and January 1, 2025, and the remaining 2/3rd of the grant shall vest over the following 24 months in equal quarterly installments on April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026, April 1, 2026, July 1, 2026, October 1, 2026 and January 1, 2027.