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Oxurion NV — Major Shareholding Notification 2023
May 12, 2023
3987_mrq_2023-05-12_0b1c9218-a73e-47ca-a008-87317b381bfb.pdf
Major Shareholding Notification
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Oxurion Receives Transparency Notifications from Atlas Special Opportunities LLC
Leuven, BELGIUM, Boston, MA, US – May 12, 2023 – 7.00 PM CET Oxurion NV (Euronext Brussels: OXUR) a biopharmaceutical company developing next generation standard of care ophthalmic therapies, with clinical stage assets in vascular retinal disorders, today announced that, pursuant to Belgian Transparency legislation1 it has received transparency notifications as follows:
Oxurion received a transparency notification on May 8, 2023, from Atlas Special Opportunities LLC indicating that as of May 3, 2023, it held 4,335,547 shares of the then outstanding 733,579,250 shares, and therefore crossed below the threshold (3%) by virtue of sale of voting securities. See Annex 1.
Oxurion received a transparency notification on May 9, 2023, from Atlas Special Opportunities LLC indicating that as of May 5, 2023, it held 11,481,647 shares of the then outstanding 755,762,036 shares, and therefore remained below the threshold (3%) by virtue of acquisition of voting securities. See Annex 2.
About Oxurion
Oxurion (Euronext Brussels: OXUR) is a biopharmaceutical company developing next generation standard of care ophthalmic therapies, which are designed to improve and better preserve vision in patients with retinal disorders including diabetic macular edema (DME), the leading cause of vision loss in working-age people, as well as other conditions. Oxurion intends to play an important role in the treatment of retinal disorders, including the successful development of THR-149, its novel therapeutic for the treatment of DME. THR-149 is a potent plasma kallikrein inhibitor being developed as a potential new standard of care for the up to 50% of DME patients showing suboptimal response to anti-VEGF therapy. Oxurion is headquartered in Leuven, Belgium, with corporate operations in Boston, MA. More information is available at www.oxurion.com.
Important information about forward-looking statements
Certain statements in this press release may be considered "forward-looking". Such forward-looking statements are based on current expectations, and, accordingly, entail and are influenced by various risks and uncertainties. The Company therefore cannot provide any assurance that such forwardlooking statements will materialize and does not assume any obligation to update or revise any forward-looking statement, whether as a result of new information, future events, or any other reason. Additional information concerning risks and uncertainties affecting the business and other factors that could cause actual results to differ materially from any forward-looking statement is contained in the Company's Annual Report. This press release does not constitute an offer or invitation for the sale or purchase of securities or assets of Oxurion in any jurisdiction. No securities of Oxurion may be offered or sold within the United States without registration under the U.S. Securities Act of 1933, as amended, or in compliance with an exemption therefrom, and in accordance with any applicable U.S. state securities laws.
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For further information please contact:
Oxurion NV
Tom Graney Chief Executive Officer
Tel: +32 16 75 13 10
Michael Dillen Chief Business Officer
________
Tel: +32 16 75 13 10 [email protected] US
Conway Communications
Mary T. Conway
ICR Westwicke
Christopher Brinzey
Tel: +1 617 835 9304
1. Article 14, first paragraph, of the Law of 2 May 2007 on disclosure of major holdings.
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ANNEX 1

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9) Denominator
733,579,250

Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| Atlas Special Opportunities LLC | 7,361,778 | 4,335,547 | 0 | 0.59% | 0.00% |
| TOTAL | 4,335,547 | 0.59% |

Start with "groups" of holders. Add subtotals with $\Sigma$ , and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on .
Invelope ID: 2C7D01E0-82F0-4953-9ACA-7B75D860A7CD
| B) Equivalent financial instruments | After the transaction | |||||
|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments | Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement |
| TOTAL |

The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights | % of voting rights | |
|---|---|---|---|
| CALCULATE | 4,335,547 | 0.59% |
..... . . . . . . . . . . . . . . . . .
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Adias Special Opportunities LLC is not a controlled entity. | 12 | In case of proxy voting for only one GM | |-----------------------------------
09/05/2023 (DD/MM/YYYY)
Signature Patrick Vancu
Name & capacity Patrick Vance, proxyholder
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ANNEX 2

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9) Denominator
755,762,036
i Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| Atlas Special Opportunities LLC | 4,335,547 | 11,481,647 | 0 | 1.52% | 0.00% |
| TOTAL | 11,481,647 | 1.52% |

1 Envelope ID: 2C7D01E0-82F0-4953-9ACA-7B75D860A7CD
| B) Equivalent financial instruments | After the transaction | |||||
|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments | Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement |
| TOTAL |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights | % of voting rights | |
|---|---|---|---|
| CALCULATE | 11,481,647 | 1.52% |
+
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| Atlas Special Opportunities LLC is not a controlled entity | ||||
|---|---|---|---|---|
| 12) In case of proxy voting for | only one GM | |||
| Holder | will cease to hold / will hold again |
0 voting rights | (DD/MM/YYYY) | |
| 13) Additional information | ||||
| As of 04/05/2023 Atlas Special Opportunit | 5,547 shares in Oxurion NV on 03/05/2023. ies LLC held 2,828,340 shares in Oxurion NV. On 05/05 res. Atlas Special Opportunities LLC subsequently sold |
|||
| Done at | New York | |||
| On | 09/05/2023 | (DD/MMYYYY) | ||
| Name & capacity | Patrick Vance, proxyholder | Signatur | - Bockstyred by: Patrick Vance | 2 |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable