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Otter Tail Corp — Director's Dealing 2022
Feb 8, 2022
31280_dirs_2022-02-08_37ab7b62-d67c-4684-a96d-bd9f89b7e808.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2022-02-07
Reporting Person: Abbott John S (Pres Varistar, Sr VP, M/I Plat)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-07 | Common Stock | A | 9000 | $61.37 | Acquired | 33546 | Direct |
| 2022-02-07 | Common Stock | F | 4520 | $61.37 | Disposed | 29026 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-07 | Restricted Stock Units | $ | A | 1600 | Acquired | Common Stock (1600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (425) | 425 | Direct | |
| Restricted Stock Units | $ | Common Stock (800) | 800 | Direct | |
| Restricted Stock Units | $ | Common Stock (1725) | 1725 | Direct |
Footnotes
F1: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2019).
F2: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).
F3: Total direct holdings include shares acquired individually pursuant to Restricted Stock Awards and Performance Share Award distributions.
F4: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.
F5: The restricted stock units vest in four equal annual installments beginning the date shown above.