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Otter Tail Corp — Director's Dealing 2020
Feb 14, 2020
31280_dirs_2020-02-14_ef45ca39-fbc2-4dc2-b10e-877cd52c0dd9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2020-02-12
Reporting Person: Abbott John S (Pres Varistar, Sr VP, M/I Plat)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-12 | Common Stock | A | 8293 | $54.0607 | Acquired | 23349 | Direct |
| 2020-02-12 | Common Stock | F | 4073 | $54.0607 | Disposed | 19276 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-12 | Restricted Stock Units | $ | A | 1600 | Acquired | Common Stock (1600) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (475) | 475 | Direct | |
| Restricted Stock Units | $ | Common Stock (900) | 900 | Direct | |
| Restricted Stock Units | $ | Common Stock (1275) | 1275 | Direct |
Footnotes
F1: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2017).
F2: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).
F3: Total direct holding acquired pursuant to Restricted Stock Units and Performance Share Awards.
F4: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.
F5: The restricted stock units vest in four equal annual installments beginning the date shown above.
F6: The restricted stock units vest in four equal annual installments which began the date shown above.