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Otter Tail Corp — Director's Dealing 2017
Feb 4, 2017
31280_dirs_2017-02-03_12354f29-c38b-42a2-812e-20292f445de9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2017-02-02
Reporting Person: ROGELSTAD TIMOTHY J (Sr VP, Elect Plat, Pres OTP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-02 | Common Stock | A | 8572 | — | Acquired | 13740.765 | Direct |
| 2017-02-02 | Common Stock | F | 4489 | $37.65 | Disposed | 9251.765 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-02 | Restricted Stock Units | $ | A | 1700 | Acquired | Common Shares (1700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2352.3589 | Indirect |
Footnotes
F1: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.
F2: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.
F3: The restricted stock units vest in four equal annual installments beginning the date shown above.
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