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Otter Tail Corp — Director's Dealing 2017
Feb 4, 2017
31280_dirs_2017-02-03_b45ddf18-0383-4f23-9a5d-430fe1559597.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2017-02-02
Reporting Person: MOUG KEVIN G (CFO & Sr VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-02 | Common Stock | A | 14972 | — | Acquired | 59704 | Direct |
| 2017-02-02 | Common Stock | F | 6729 | $37.65 | Disposed | 52975 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-02 | Restricted Stock Units | $ | A | 2500 | Acquired | Common Stock (2500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 302.0847 | Indirect |
| Common Stock | 165.923 | Indirect |
| Common Stock | 165.923 | Indirect |
Footnotes
F1: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Shares Award(granted in 2014).
F2: Total direct holdings include shares jointly held with spouse, shares acquired individually pursuant to Restricted Stock Awards and Performance Award distributions.
F3: Previously reported together.
F4: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.
F5: The restricted stock units vest in four equal annual installments beginning the date shown above.