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Otter Tail Corp — Director's Dealing 2017
Feb 8, 2017
31280_dirs_2017-02-07_881f0de0-9e57-4af7-a0a0-4297e1ac974b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2017-02-06
Reporting Person: KOECK GEORGE A (Sr. VP, Gen Coun & Corp Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-06 | Common Stock | M | 1375 | — | Acquired | 19140.227 | Direct |
| 2017-02-06 | Common Stock | F | 463 | $38.35 | Disposed | 18677.227 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-06 | Restricted Stock | $ | M | 1375 | Disposed | Common Stock (4875) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1109.1734 | Indirect |
Footnotes
F1: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.
F2: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.
F3: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards.
F4: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).