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Otter Tail Corp — Director's Dealing 2015
Feb 12, 2015
31280_dirs_2015-02-12_94d20c4d-348e-44e9-a4a0-c8a328bb7e2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2015-02-11
Reporting Person: MCINTYRE EDWARD J (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-11 | Common Stock | M | 49361 | — | Acquired | 94087 | Direct |
| 2015-02-11 | Common Stock | F | 22297 | — | Disposed | 71790 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-11 | Performance Rights | $ | M | 49361 | Disposed | Common Stock (49361) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units (right to buy) | $ | 2016-02-06 | Common Stock (4800) | 4800 | Direct |
Footnotes
F1: The fair market value of date of grant 4/16/2012 was $21.32 with fair market value on vesting date of $31.675.
F2: Total direct holdings include shares acquired individually and shares acquired pursuant to Restricted Stock Awards and Performance Share Award distributions.
F3: Performance Award: On 2/11/2015, 22,297 shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).
F4: This Performance Share Award had no conversion or exercise price established at the time of the grant.
F5: There is no specific "Exercisable Date" on this Performance Share Award.
F6: There is no specific "Expiration Date" on this Performance Share Award.
F7: 1 -for -1