AI assistant
Otter Tail Corp — Director's Dealing 2014
Feb 13, 2014
31280_dirs_2014-02-13_5f763a53-320c-4529-8994-f897d3a2f0cc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2014-02-11
Reporting Person: KOECK GEORGE A (Sr VP, Gen Coun & Corp Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-11 | Common Stock | M | 9783 | — | Acquired | 19257.2843 | Direct |
| 2014-02-11 | Common Stock | F | 3582 | — | Disposed | 15675.2843 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-11 | Performance Rights | $ | M | 9783 | Disposed | Common Stock (9783) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 980.4344 | Indirect |
Footnotes
F1: The fair market value of date of grant 4/11/2011 was $22.51 with fair market value on vesting date of $27.25495.
F2: Total direct holdings include shares held in the Dividend Reinvestment Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.
F3: Performance Award: On 2/11/2014, 3,582 shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).
F4: This Performance Share Award had no conversion or exercise price established at the time of the grant.
F5: There is no specific "Exercisable Date" on this Performance Share Award.
F6: There is no specific "Expiration Date" on this Performance Share Award.