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Otter Tail Corp — Director's Dealing 2014
Apr 16, 2014
31280_dirs_2014-04-16_8a636e14-4eaa-45d6-93ad-a4f84d40aaf4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2014-04-14
Reporting Person: ROGELSTAD TIMOTHY J (Sr VP, Elect Plat; Pres OTP)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2570.3834 | Direct |
| Common Stock | 1944.3457 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units (right to buy) | $ | 2015-04-08 | Common Stock (250) | Direct | |
| Restricted Stock Units (right to buy) | $ | 2016-04-08 | Common Stock (250) | Direct | |
| Restricted Stock Units (right to buy) | $ | 2016-04-08 | Common Stock (1000) | Direct | |
| Restricted Stock Units (right to buy) | $ | 2017-04-08 | Common Stock (250) | Direct |
Footnotes
F1: Otter Tail Corporation announced Mr. Rogelstad as Sr Vice President, Electric Platform and President of Otter Tail Power Company at the Shareholder Annual Meeting held April 14, 2014. His new role is effective immediately and he will report directly to Mr. Charles MacFarlane.
F2: Total direct holdings include shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The 1,800 shares granted 4/14/2014 vest 25% yearly commencing 4/8/2015. Other direct holdings include shares jointly held with spouse in the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Unit distributions.
F3: 1 -for -1