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Otter Tail Corp — Director's Dealing 2011
Apr 13, 2011
31280_dirs_2011-04-12_7e5baf6b-24d0-4838-8480-af82f1b76091.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2011-04-08
Reporting Person: MOUG KEVIN G (CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-08 | Common Stock | F | 1021 | $22.83 | Disposed | 37782 | Direct |
| 2011-04-11 | Common Stock | A | 3300 | — | Acquired | 41082 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 233.0223 | Indirect |
| Common Stock | 256.066 | Indirect |
Footnotes
F1: Grant of Restricted Stock. On 4/8/2011, 1,021 shares of Common Stock were withheld by the Corporation to pay taxes due upon vesting of restricted stock, exempt pursuant to Rule 16b-3(e).
F2: Shares of Common Stock acquired under the Corporation's Stock Incentive Plan, which is a grant of Restricted Stock. The 3,300 shares granted 4/11/2011 vest 25% yearly commencing 4/8/2012.
F3: The grant has a FMV of $22.51.
F4: Total direct holdings include shares jointly held with spouse representing shares from the Dividend Reinvestment Plan and the Employee Stock Purchase Plan and shares acquired individually pursuant to Restricted Stock Awards and Performance Award distributions.