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Otter Tail Corp — Director's Dealing 2009
Dec 17, 2009
31280_dirs_2009-12-17_a28e97ce-3bf4-4527-86a2-56e98e5b564b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2009-12-15
Reporting Person: ERICKSON JOHN D (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-15 | Common Stock | S | 274 | $23.34 | Disposed | 2126 | Indirect |
| 2009-12-15 | Common Stock | S | 510 | $23.35 | Disposed | 1616 | Indirect |
| 2009-12-15 | Common Stock | S | 100 | $23.36 | Disposed | 1516 | Indirect |
| 2009-12-15 | Common Stock | S | 202 | $23.37 | Disposed | 1314 | Indirect |
| 2009-12-15 | Common Stock | S | 100 | $23.38 | Disposed | 1214 | Indirect |
| 2009-12-15 | Common Stock | S | 142 | $23.40 | Disposed | 1072 | Indirect |
| 2009-12-15 | Common Stock | S | 72 | $23.41 | Disposed | 1000 | Indirect |
| 2009-12-15 | Common Stock | S | 400 | $23.42 | Disposed | 600 | Indirect |
| 2009-12-15 | Common Stock | S | 500 | $23.46 | Disposed | 100 | Indirect |
| 2009-12-15 | Common Stock | S | 100 | $23.47 | Disposed | 0 | Indirect |
| 2009-12-16 | Common Stock | M | 10000 | $19.75 | Acquired | 106852 | Direct |
| 2009-12-16 | Common Stock | S | 700 | $23.37 | Disposed | 106152 | Direct |
| 2009-12-16 | Common Stock | S | 200 | $23.38 | Disposed | 105952 | Direct |
| 2009-12-16 | Common Stock | S | 2600 | $23.40 | Disposed | 103352 | Direct |
| 2009-12-16 | Common Stock | S | 300 | $23.4075 | Disposed | 103052 | Direct |
| 2009-12-16 | Common Stock | S | 1000 | $23.41 | Disposed | 102052 | Direct |
| 2009-12-16 | Common Stock | S | 400 | $23.415 | Disposed | 101652 | Direct |
| 2009-12-16 | Common Stock | S | 300 | $23.4175 | Disposed | 101352 | Direct |
| 2009-12-16 | Common Stock | S | 1500 | $23.42 | Disposed | 99852 | Direct |
| 2009-12-16 | Common Stock | S | 1200 | $23.43 | Disposed | 98652 | Direct |
| 2009-12-16 | Common Stock | S | 100 | $23.44 | Disposed | 98552 | Direct |
| 2009-12-16 | Common Stock | S | 600 | $23.45 | Disposed | 97952 | Direct |
| 2009-12-16 | Common Stock | S | 100 | $23.455 | Disposed | 97852 | Direct |
| 2009-12-16 | Common Stock | S | 400 | $23.46 | Disposed | 97452 | Direct |
| 2009-12-16 | Common Stock | S | 200 | $23.47 | Disposed | 97252 | Direct |
| 2009-12-16 | Common Stock | S | 400 | $23.48 | Disposed | 96852 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4981.9789 | Indirect |
Footnotes
F1: All sales and gifts reported in this Form 4 were effected pursuant to Rule 10b5-1(c) trading plans.
F2: Trading Plan was adopted by The John and Kim Erickson Family Foundation, a non-profit charitable corporation under Section 501(c)(3) of the Internal Revenue Code on 5/7/2008.
F3: Trading Plan was adopted by the reporting person on 3/6/2008.
F4: Total direct holdings include shares jointly held with spouse through Merrill Lynch and shares acquired individually pursuant to Restricted Stock Awards and Performance Award distributions.