Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Otter Tail Corp Director's Dealing 2009

Dec 17, 2009

31280_dirs_2009-12-17_a28e97ce-3bf4-4527-86a2-56e98e5b564b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2009-12-15

Reporting Person: ERICKSON JOHN D (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-12-15 Common Stock S 274 $23.34 Disposed 2126 Indirect
2009-12-15 Common Stock S 510 $23.35 Disposed 1616 Indirect
2009-12-15 Common Stock S 100 $23.36 Disposed 1516 Indirect
2009-12-15 Common Stock S 202 $23.37 Disposed 1314 Indirect
2009-12-15 Common Stock S 100 $23.38 Disposed 1214 Indirect
2009-12-15 Common Stock S 142 $23.40 Disposed 1072 Indirect
2009-12-15 Common Stock S 72 $23.41 Disposed 1000 Indirect
2009-12-15 Common Stock S 400 $23.42 Disposed 600 Indirect
2009-12-15 Common Stock S 500 $23.46 Disposed 100 Indirect
2009-12-15 Common Stock S 100 $23.47 Disposed 0 Indirect
2009-12-16 Common Stock M 10000 $19.75 Acquired 106852 Direct
2009-12-16 Common Stock S 700 $23.37 Disposed 106152 Direct
2009-12-16 Common Stock S 200 $23.38 Disposed 105952 Direct
2009-12-16 Common Stock S 2600 $23.40 Disposed 103352 Direct
2009-12-16 Common Stock S 300 $23.4075 Disposed 103052 Direct
2009-12-16 Common Stock S 1000 $23.41 Disposed 102052 Direct
2009-12-16 Common Stock S 400 $23.415 Disposed 101652 Direct
2009-12-16 Common Stock S 300 $23.4175 Disposed 101352 Direct
2009-12-16 Common Stock S 1500 $23.42 Disposed 99852 Direct
2009-12-16 Common Stock S 1200 $23.43 Disposed 98652 Direct
2009-12-16 Common Stock S 100 $23.44 Disposed 98552 Direct
2009-12-16 Common Stock S 600 $23.45 Disposed 97952 Direct
2009-12-16 Common Stock S 100 $23.455 Disposed 97852 Direct
2009-12-16 Common Stock S 400 $23.46 Disposed 97452 Direct
2009-12-16 Common Stock S 200 $23.47 Disposed 97252 Direct
2009-12-16 Common Stock S 400 $23.48 Disposed 96852 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4981.9789 Indirect

Footnotes

F1: All sales and gifts reported in this Form 4 were effected pursuant to Rule 10b5-1(c) trading plans.

F2: Trading Plan was adopted by The John and Kim Erickson Family Foundation, a non-profit charitable corporation under Section 501(c)(3) of the Internal Revenue Code on 5/7/2008.

F3: Trading Plan was adopted by the reporting person on 3/6/2008.

F4: Total direct holdings include shares jointly held with spouse through Merrill Lynch and shares acquired individually pursuant to Restricted Stock Awards and Performance Award distributions.