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OSHKOSH CORP — Director's Dealing 2020
Dec 3, 2020
14785_dirs_2020-12-03_17ff4b98-00ae-472e-974e-fa8b06c02b85.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2020-12-01
Reporting Person: Nelson Bradley M. (SVP & Pres. Commercial Segment)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-01 | Common Stock | M | 3.378 | $80.5 | Acquired | 26220.309 | Direct |
| 2020-12-01 | Common Stock | F | 2 | $80.5 | Disposed | 26218.309 | Direct |
| 2020-12-01 | Common Stock | M | 5.123 | $80.5 | Acquired | 26223.432 | Direct |
| 2020-12-01 | Common Stock | F | 3 | $80.5 | Disposed | 26220.432 | Direct |
| 2020-12-01 | Common Stock | M | 3.697 | $80.5 | Acquired | 26224.129 | Direct |
| 2020-12-01 | Common Stock | F | 2 | $80.5 | Disposed | 26222.129 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-01 | Restricted Stock Units | $ | M | 3.378 | Disposed | Common Stock (3.378) | Direct | |
| 2020-12-01 | Restricted Stock Units | $ | M | 5.123 | Disposed | Common Stock (5.123) | Direct | |
| 2020-12-01 | Restricted Stock Units | $ | M | 3.697 | Disposed | Common Stock (3.697) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.
F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
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