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OSHKOSH CORP — Director's Dealing 2014
Nov 24, 2014
14785_dirs_2014-11-24_66127a4f-e696-44f2-bcd4-3c91e5908a47.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2014-11-21
Reporting Person: May Marek W. (Senior VP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-21 | Common Stock | M | 1667 | $28.73 | Acquired | 11298.013 | Direct |
| 2014-11-21 | Common Stock | S | 1228 | $48.44 | Disposed | 10070.013 | Direct |
| 2014-11-21 | Common Stock | M | 3333 | $28.96 | Acquired | 13403.013 | Direct |
| 2014-11-21 | Common Stock | S | 2466 | $48.43 | Disposed | 10946.063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-21 | Options | $28.73 | M | 1667 | Disposed | 2017-09-20 | Common Stock (1667) | Direct |
| 2014-11-21 | Options | $28.96 | M | 3333 | Disposed | 2019-09-17 | Common Stock (3333) | Direct |
Footnotes
F1: Represents weighted average price. Individual sales by lot ranged from $48.42 to $48.47. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F2: Represents weighted average price. Individual sales by lot ranged from $48.42 to $48.44. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F3: Amount includes a total of 68.05 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 11/24/2014. Between 9/17/2013 and 11/24/2014, the reporting person acquired 9.05 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
F4: Option (right to buy) granted pursuant to the Company's Stock Plan.
F5: Options vest in one-third (1/3) annual increments commencing on 09/20/2011.
F6: Options vest in one-third (1/3) annual increments commencing on 9/17/2013.