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OSHKOSH CORP — Director's Dealing 2012
Sep 19, 2012
14785_dirs_2012-09-19_170b49f4-6f35-4ade-b1de-03d0c18dda1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2012-09-17
Reporting Person: Johnson James W. (Exec. VP & Pres., Fire & Emerg)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-17 | Common Stock | A | 8000 | — | Acquired | 19174.48 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-17 | Options | $28.96 | A | 14000 | Acquired | 2019-09-17 | Common Stock (14000) | Direct |
Footnotes
F1: Restricted Stock granted to Reporting Person on September 17, 2012, subject to certain vesting and forfeiture restrictions.
F2: Amount includes a total of 315.48 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 9/17/2012. Between 5/26/2012 and 9/17/2012, the reporting person acquired 41.36 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
F3: Option (right to buy) granted pursuant to the Company's Stock Plan.
F4: Options vest in one-third (1/3) annual increments commencing on 9/17/2013.