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ORBMINCO LIMITED — Major Shareholding Notification 2011
Sep 1, 2011
65473_rns_2011-09-01_053ce184-c01a-407e-9138-0ec9a4b6031e.pdf
Major Shareholding Notification
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Allens Arthur Robinsor
| Fax | 1300 135 638 | |
|---|---|---|
| ASX Limited | www.aar.com.au | |
| And To | Company Announcements Platform, | Australia DX 210 Brisbane |
| Fax | (08) 9325 5574 | Riverside Centre Brisbane QLD 4001 |
| Australian-American Mining Corporation Limited | Correspondence PO Box 7082 |
|
| То | Company Secretary, | Fax 61 7 3334 3444 |
| From | Allens Arthur Robinson | Brisbane OLD 4000 Australia Tel 61 7 3334 3000 |
| Page | 1 of 6 | Riverside Centre 123 Eagle Street |
| Date | 2 September 2011 | ABN 47 702 595 758 |
Confidential Fax Fax enquiries ring 61 7 3334 3202
Dear Sir/Madam
Notification pursuant to Section 671B of the Corporations Act 2001
We act for Radiant Investment Management Ltd (the Company).
Please find attached ASIC Form 603 (Notice of initial substantial holder) and Form 604 (Notice of change of interests of substantial holder) on behalf of the Company.
Yours faithfully
Chelsey Drake Partner [email protected] Tel 61 7 3334 3202
Attach
Our Ref CAEB:120192829
emrb A0118609013v1 120192829
This document and any following pages may contain personal information and is intended solely for the named addresses. It is confidential and may be This document and any following pages may contain personal information and is intented solely for the name and resident in stress the matter of this document has been sent to you by ordination in the matter professional p Bangkok
Beljing
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Port Moresby Shanghai Singaporo Sydney
603 page 1/2 15 July 2001
Form 603 Corporations Act 2004
Notice of initial substantial holder
| ----- | . Ватория Гатория ФАОНО нам Атананска найти н $\cdot$ . . |
|||
|---|---|---|---|---|
| . | ________ . . . ALC: NO 18 |
ALC: YES | ||
| ___ . |
_________ | . |
Details of substantial holder (1) Ă.
| . Name |
d investment Management Ltd (Radiant), Radian), Performence Fund LP (Fund 1) and Radiant Offshore Fund Ltd | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| TELEPHONE AND ARRAIGNMENT | . | ||||||||||||||
| ALC: Y | . . | ||||||||||||||
| The h | ALCONOMIC COM |
2 Details of voting power
$\mathbb{Z}^2$
The total number of votes attached to all the voting shares in the company or voting memests in the scheme that the substantial holder or an associate (2) had a retevant interest (3) to on the date the substantial holder became a substantial holder are as follows:
| . Class of securities (4): "" . Muniser of sec unit es . |
RETSON'S VOLES (S) Vonna oower (6) |
|---|---|
| Ordinary shares (fully paid) | |
| 117.807.440 .607.44F |
3. Detaile of relevant interests
The nature of the relevant interest the substantial holder or an essociate had to the rollowing volting securities on the date the substantial holder bacame a substantial holder are as follows: 30. $\mathcal{L}(\mathcal{E})$ .
| Holder of relevant interest | Nature of relevant interest (7) |
|---|---|
| Radiant and Fund 1 | Relevant merest under section 608(1) of the Compagnons Agt as a result of on- [533,615 ordinary shares (fully paid) |
| market acquisition of secritive. | |
| Felevan' tuterest under section 508(%) of | |
| adiant and Fund 2 | the Corporabulus Act as a result of an- $17.273.831$ ordinary shanes (fully paid) deel waankelikup af searstifens |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as foll-
| Holder of relevant interest. |
Registered bolder of CONTIACTS |
'Ferson entitled to be: registered as holder (8) |
Class and number of securities. |
|---|---|---|---|
| iRadiant and Fund 1. | J.P. Morgan Nominees Australia imited |
Nordaes Australia Jmite d |
833.615 shares (fully paid |
| lRadiant and Fued 2. | Nominees Australia ាកាសែប |
J.P. Morgen Normaes Australia Limited |
$(17, 273, 831 \text{ ordinary})$ (shares (fully paid) |
5. Consideration
The consideration paid for each relevant interest referred to in peragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| alder of rolovant". mterest . TARATARAL |
PARAMANING The the term of the company of the company of the company of . . Consideration (9) causition 1.11 . www.community.com/community/ Semimary American Services |
, RUMBER - 1235 CLOSE |
|---|---|---|
| TELEVISION CONTINUES Automatic 11.16 Man-cast . 1.1.1.1 . . |
11.71 | |
| Fund 1 and Fund 2 _________ |
שכני $\mathbf{A}$ . |
121212 公方 化工厂 |
| Name and ACNIARSN (I) applicable) | Nature of association | |||||
|---|---|---|---|---|---|---|
| Nŵ. | ||||||
| N, A | ŤИА. | |||||
| Addresses | ||||||
| The eddresses of persons named in this form are as follows: | ||||||
| -Name | Address | |||||
| ediant | ||||||
| JUNE 7 | 366 Adelaide St W. STE 601, Toronto, ON MSV 1RG Canada- | |||||
| Fund 2 | 266 Adelaide St W. Ste 601, Teronto, ON Canada M5V 1R9 | |||||
| PO Box 309. Ugland House, Grand Cayman KY1-1104. Cayman Islands | ||||||
| Signature: |
| . | --------------------------------------- | ||||||
|---|---|---|---|---|---|---|---|
| . | . |
||||||
| . . |
$\cdots$ . |
The company of the company of the company | . . |
. | |||
| . | $\cdots$ | ||||||
| $\cdots$ |
. | . | |||||
| ----- | ,,,,,,,,, | ||||||
| result the a collaboration and a common and a . CONTRACTOR |
. | . | . March 1999 |
. $\cdots$ $\cdots$ |
DIRECTIONS
if there are a number of substantial holidos with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
Tusted of an agulty trust, the names could be included in an ameri they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members. is deally set out in paragraph 7 of the form.
$(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
$(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
$(4)$ The voting shares of a company constitute one class unless divided into separate classes.
The total number of votes altached to at the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a 15) relevant interest in.
$(6)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
$(7)$ friciuse details of.
ça .
$\left\langle \cdot \right\rangle$
- $\langle a \rangle$ any relevant agreement of other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any decument setting out the terms of any relevant agreement, and a slatement by the person giving full and accurate details of any contract.
scheme or amangement, must accompany this form, together with a written statement se - $\langle \rangle$ ery qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the padicular securities to which the qualification applies).
See the definition of helevant agreement" in section 9 of the Corporations Act 2001.
- ${B}$ If the substantial holder is unable to determine the identity of the person (eg. if the refewarit interest arises because of an option) with "unknown."
- $\langle 9 \rangle$ Details of the consideration must include any and all benefits, moneys and other, that any dessen from whom a relevant interest was acquired has, or may, become entitied to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
SÖS GUIDE .
page 1/1 : 13 March 2000
ANNEXURE A
This is Annexure A of I page referred to in the Form 603 (Notice of initial substantial notice) in relation to Australian-American Mining Corporation Limited (ACN 073 155 781).
تبيين
Signed:
B
Ngunt Norman Kumar
Authorised signatory
Date: 2 September 2011
| Date of change |
Person whose relevant Interest changed |
Nature of change |
Price paid per erdinary share (0.115) |
Number of ordinary stiares |
Consideration given in relation to change (CAD) |
|---|---|---|---|---|---|
| 25/02/2011 | Eund 1 and Radiant |
BUY | 0.07 | 60,000 | 4,217.42 |
| 25/02/2011 | Fund 2 and Radiant |
BUY | 0.07 | 1,940,000 | 136,362.84 |
| 28/02/2011 | Fund 1 and Radiant |
BUY | 0.0757 | 105,000 | 7,931.15 |
| 28/02/2011: | Fund 2 and. Radiant |
BUY | 0.0757 | 3,383,606 | 255,584.74 |
| 1/03/2011 | Fund 1 and Radiant |
BUY | 0.0787 | 140,000 | 10,952.82 |
| 1/03/2011 | Fund 2 and Radiant |
BUY | 0.0787 | 4,557,370 | 356,530.18 |
| 2/03/2011 | Fund 1 and Radiant |
BUY | 0.0778 | 36,000 | 2,797.40 |
| 2/03/2011 | Fund 2 and Radiant |
BUY | 0.0778 | 1,164,000 | 90.449.16 |
| 7/03/2011 | Fund 1 and Radiant |
BUY | 0.0785 | 90,000 | 7,017.57 |
| 7/03/2011 | Fund 2 and Radiant |
BUY | 0.0785 | 2,910,000 | 226,901.43 |
| 16/03/2011 | Fund 1 and Radiant |
SELL | 0.0792 | 37.500 | 2,871.26 |
| 16/03/2011 | Fund 2 and Radiant |
SELL | 0.0792 | 1,211.508 | 92,777.16 |
| 21/03/2011 | Fund 1 and 1 Radiant |
BUY | 0.0638 | 140,115 | 7,490.99 |
| 21/03/2011 | Fund 2 and Radiani |
BLY | 0.0533 | 4,530,363 | 242,207.55 |
4/6
02-Sep-2011 10:09 AM Allens Brisbane 61733343444
| 304 | page 1/2 | 15 July 2001 | |
|---|---|---|---|
| Form 604 | |
|---|---|
| Corporations Act 2001 | |
| Section 671B |
Notice of change of interests of substantial holder
| To Company Name/Scheme | Australian-American Mining Corporation Limited | |
|---|---|---|
| ACN/ARSN | 073 155 781 | |
| 1. Details of substantial holder (1) | ||
| Name | (Fund 2) | Radiant Investment Management Ltd (Radiant), Radiant Performance Fund LP (Fund 1) and Radiant Offshore Fund Ltd |
| ACN/ARSN (if applicable) | N/A | |
| There was a change in the interests of the | ||
| substantial holder on | 28/03/2011 29/04/2011 16/06/2011 05/08/2011 |
|
| The previous notice was given to the company on The previous notice was dated |
02/09/2011 02/09/2011 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantiat holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||||
|---|---|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |||
| Ordinary shares (fully paid) | 17,807,446 | 5.37% | 24.807.446 | 7.37% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 128/03/2011 | lFund 1 and Radiant. | On-market acquisition CAD3,063.27 lof securities |
60.000 ordinary shares (fully paid). |
60,000 | |
| 128/03/2011 | IFund 2 and Radiant | On-market acquisition CAD98,542.73 of securities |
1,940,000 ordinary shares (fully paid) |
1,940,000 | |
| 129/04/2011 | [Fund 1, Fund 2 and IRadiant |
Dilution of voting power due to issue of fully paid ordinary Ishares |
Not applicable | Inil | NIL |
| 16/06/2011 | Fund 1 and Radiant | On-market acquisition CAD2,207.75 of securities |
60.000 ordinary shares (fully paid) |
60.000 | |
| 16/06/2011 | lFund 2 and Radiant | On-market acquisition CAD71,383.76 lof securities |
1,940,000 ordinary shares (fully paid) |
1,940,000 | |
| 15/08/2011 | lFund 1 and Radiant. | On-market acquisition CAD3,091.36 of securities |
90,000 ordinary shares (fully paid). |
90.000 | |
| 5/08/2011 | Fund 2 and Radiant | On-market acquisition CAD99,954.11 ol securities |
2,910,000 ordinary shares (fully paid) |
2,910,000 |
4. Present relevant Interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| lFund 1 and lRadiant. |
U.P. Morgan Nominees Nominees Australia Australia Limited |
J.P. Morgani Limited |
Relevant interest under lsection 608(1) of the Corporations Act as a result lof on-market acduisition of isecurities. |
743,615 ordinary shares (fully paid) |
1743.615 |
| Fund 2 and Radiant |
U.P. Morgan Nominees Nominees Australia Australia Limited |
J.P. Morgan Limited |
lRelevant interest under section 608(1) of the (Corporations Act as a result l fof on-market acquisition of Isecurities. |
. 24,063,831 ordinary 24,063,831 shares (fully paid). |
5. Changes in association
The persons who have become associates (2) of, coased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| . and vame. . . |
The Company's Community Community . Gf - . . . |
***** . the communication of the control of the con- ALC ALC $\overline{\cdots}$ 1.1433333333333333 |
||
|---|---|---|---|---|
| . . ------------- . . |
. management of a construction -- |
----------------- | . -------------------------------------- ------ |
|
| Wol $\cdots$ . . . . . ________ -------------------------------------- CONTRACTOR |
. $\cdots$ $\sim$ ---------- |
. The Community of Children and Community |
$\cdots$ . The continues of the continues of the continues of the continues of the continues of |
BOA GUIDE
page 1/1 13 March 2000
Adrinesses
The addresses of persons named in this form are as follows:
| . . |
. | ALC UNIT | |||
|---|---|---|---|---|---|
| ALC: NO . |
. . . |
. . |
. | ||
| 1.11 . . |
|||||
| COLOR . . |
and the company . . |
. | |||
. 1.11 . . |
11 12 11 12 13 14 15 14 15 14 15 14 15 14 15 14 15 14 15 15 16 16 16 16 16 16 16 16 16 16 16 16 16 | تتشتش والاستنباذ والمتألف فالمسافح والمستقط | . |
||
| . ******** |
. . |
$\cdots$ | |||
| . | . | ________ and the party of |
$11.77777777777777777777777777777777777$ | . |
Signature
printiname Namit Norman Kuntar Authorised signatory capacity sign hers zate 02/09/2011
DIRECTIONS
- ${\cdot}$ if there are a number of substantial holders with similar or related relovant interests required in a date related compressors, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar. they may be referred to froughout the form as a specifically named group if the membership of each group, with the names and addresses of members is deady set out in paragraph B of the form.
- $\langle 2 \rangle$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $\langle 3 \rangle$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $\langle 4 \rangle$ The valing shares of a company constitute one class untees divided into separate classes.
- The person's votes divided by the total votes in the body congrate or scheme multiplied by 100. 伤)
- $\langle 6 \rangle$ molude details of:
- any relevant agreement or other circumstances because or which the change in relevant interest occurred. If subsection 67.15(4) applies, a copy $\langle a \rangle$ of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme of afrangement, must accompany this form, lonether with a written statement certifying this contract, scheme or arrangement, and
- $(\omega)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relavant agreement" in section 9 of the Corporations Act 2001.
- $(7)$ Details of the consideration must induce any and all benefits, money and other, that any person from whom a relevant interest was economic has, or may become entitled to necelve in relation to that soquistion. Details must be included even if the banefit is contitional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- $(8)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) wite "unknown".
- (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.