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ORASURE TECHNOLOGIES INC — Director's Dealing 2017
Feb 13, 2017
33573_dirs_2017-02-13_ba1e7a11-904c-4be4-8a06-285867782e76.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORASURE TECHNOLOGIES INC (OSUR)
CIK: 0001116463
Period of Report: 2017-02-09
Reporting Person: KUNA MARK L (SVP & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-09 | Common stock | S | 15000 | $10.00 | Disposed | 63491 | Direct |
| 2017-02-10 | Common stock | M | 33700 | $6.625 | Acquired | 97191 | Direct |
| 2017-02-10 | Common stock | M | 30571 | $5.7149 | Acquired | 127762 | Direct |
| 2017-02-10 | Common stock | S | 64271 | $10.748 | Disposed | 63491 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-10 | Nonqualified stock option | $6.625 | M | 33700 | Disposed | 2021-02-01 | Common stock (33700) | Direct |
| 2017-02-10 | Nonqualified stock option | $5.7149 | M | 30571 | Disposed | 2024-02-03 | Common stock (30571) | Direct |
Footnotes
F1: Sale pursuant to a predetermined sales plan, entered into on August 31, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.
F2: Nonqualified stock options granted on February 1, 2011 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.
F3: Nonqualified stock options granted on February 3, 2014 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.