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ORASURE TECHNOLOGIES INC — Director's Dealing 2017
Feb 13, 2017
33573_dirs_2017-02-13_df30bb78-f2a7-4913-b091-f00df9815327.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORASURE TECHNOLOGIES INC (OSUR)
CIK: 0001116463
Period of Report: 2017-02-09
Reporting Person: Michels Douglas A (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-09 | Common stock | M | 90990 | $2.805 | Acquired | 859048 | Direct |
| 2017-02-09 | Common stock | M | 102365 | $5.19 | Acquired | 961413 | Direct |
| 2017-02-09 | Common stock | S | 90990 | $10.1449 | Disposed | 870423 | Direct |
| 2017-02-09 | Common stock | S | 102365 | $10.269 | Disposed | 768058 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-09 | Nonqualified stock option | $2.805 | M | 90990 | Disposed | 2019-01-23 | Common stock (90990) | Direct |
| 2017-02-09 | Nonqualified stock option | $5.19 | M | 102365 | Disposed | 2020-01-25 | Common stock (102365) | Direct |
Footnotes
F1: Nonqualified stock options granted on January 23, 2009 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.
F2: Nonqualified stock options granted on January 25, 2010 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.
F3: Sale pursuant to a predetermined sales plan, entered into on August 22, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.