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ORASURE TECHNOLOGIES INC — Director's Dealing 2017
May 10, 2017
33573_dirs_2017-05-09_add0f663-2627-42fb-99d6-679745ead677.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORASURE TECHNOLOGIES INC (OSUR)
CIK: 0001116463
Period of Report: 2017-05-05
Reporting Person: PRINGLE ROGER L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-05 | Common stock | M | 75000 | $4.165 | Acquired | 151452 | Direct |
| 2017-05-05 | Common stock | M | 20552 | $5.04 | Acquired | 172004 | Direct |
| 2017-05-05 | Common stock | M | 15000 | $5.04 | Acquired | 187004 | Direct |
| 2017-05-05 | Common stock | M | 15000 | $4.2188 | Acquired | 202044 | Direct |
| 2017-05-05 | Common stock | M | 15000 | $8.055 | Acquired | 217004 | Direct |
| 2017-05-05 | Common stock | S | 140552 | $14.933 | Disposed | 76452 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-05 | Discounted stock options | $4.165 | M | 75000 | Disposed | Common stock (75000) | Direct | |
| 2017-05-05 | Discounted stock options | $5.04 | M | 20552 | Disposed | Common stock (20552) | Direct | |
| 2017-05-05 | Discounted stock options | $5.04 | M | 15000 | Disposed | Common stock (15000) | Direct | |
| 2017-05-05 | Discounted stock options | $4.2188 | M | 15000 | Disposed | Common stock (15000) | Direct | |
| 2017-05-05 | Nonqualified stock options | $8.055 | M | 15000 | Disposed | 2018-02-01 | Common stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 50476 | Indirect |
| Common stock | 42000 | Indirect |
| Common stock | 1500 | Indirect |
Footnotes
F1: Discounted stock options, granted on 01/08/1991, vesting in five tranches, over a four-year period following the grant date, with no expiration date.
F2: Discounted stock options, granted on 09/04/1992, vesting annually over a fout-year period immediately folowing the grant date, with no expiration date.
F3: Discounted stock options, granted on 12/15/1994, vesting in increments of 5,000 options on February 21, 1996, 1997 and 1998, with no expiration date.
F4: Discounted stock options, granted on 2/17/1998, vesting in increments of 5,000 options on February 17, 1999, 2000 and on September 29, 2000, with no expiration date.
F5: Nonqualified stock options granted on 02/01/2008, vesting and exercisable on a monthly basis, over the 12 months immediately following the grant date.