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Orange County Bancorp, Inc. /DE/ — Director's Dealing 2021
Sep 23, 2021
33204_dirs_2021-09-23_1a900f33-c154-4e27-9387-da014cba5e0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Orange County Bancorp, Inc. /DE/ (OBT)
CIK: 0001754226
Period of Report: 2021-09-21
Reporting Person: Gilfeather Michael J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-21 | Common Stock | A | 3500 | $0.00 | Acquired | 28257 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7400 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (3498.5669) | 3498.5669 | Direct |
Footnotes
F1: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2020.
F2: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 21, 2021.
F3: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 19, 2022.
F4: Restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.
F5: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as an executive and the reporting person reaches the age of 65.