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ORAGENICS INC — Director's Dealing 2012
Aug 8, 2012
35380_dirs_2012-08-08_69aad5a5-74a3-45e3-a8e8-e7b4afe6e89a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORAGENICS INC (ORNI)
CIK: 0001174940
Period of Report: 2012-08-06
Reporting Person: POPE CHARLES L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-06 | Common Stock | A | 30000 | — | Acquired | 36400 | Direct |
Footnotes
F1: Represents the portion of an aggregate performance award of 43,081 shares made in connection with, and as part of, the previously approved long term incentive compensation component of the director compensation program adopted by the Company and the award agreement with the reporting individual. The award was made under the Company's Amended and Restated 2002 Stock Option and Incentive Plan (the "Plan") and was based upon the determination that the specified performance goal related to the Company's securing financing had been achieved. The balance of the performance award shares due of 13,081 will be made subject to shareholder approval of an increase in the shares available under the Company's Plan. The award determination was made on August 6, 2012, and the closing price of the Company's stock on such date was $ 2.75.