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ORAGENICS INC — Director's Dealing 2012
Oct 25, 2012
35380_dirs_2012-10-25_fa0696b7-0ec2-4ca1-972c-1d1ceb8d1dcf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORAGENICS INC (OGEN)
CIK: 0001174940
Period of Report: 2012-10-23
Reporting Person: POPE CHARLES L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-23 | Common Stock | A | 13081 | — | Acquired | 49481 | Direct |
Footnotes
F1: Represents the portion of an aggregate performance award of 43,081 shares made in connection with, and as part of, the previously approved long term incentive compensation component of the director compensation program adopted by the Company and the award agreement with the reporting individual. The award was originally made under the Company's Amended and Restated 2002 Stock Option and Incentive Plan (the "Plan") and was based upon the determination that the specified performance goal related to the Company's securing financing had been achieved. The initial award determination was made on August 6, 2012, pursuant to which 30,000 shares were awarded to the reporting person. The closing price of the Company's stock on such date was $ 2.75. (Continued in footnote 2)
F2: The balance of the performance award shares due of 13,081 was subject to shareholder approval of an amendment, restatement, and retitling of the Plan as well as an increase in the shares available for awards under the Plan, which occurred at the Company's annual meeting on October 23, 2012. The closing price of the Company's stock on October 23, 2012 was $2.10.