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ORACLE CORP — Director's Dealing 2013
Dec 31, 2013
29742_dirs_2013-12-31_f3e3fd7e-d886-4e4d-b35b-8d73a650ef58.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2013-12-26
Reporting Person: Daley Dorian (SVP, Gen'l Counsel, Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-26 | Common Stock | M | 50000 | $20.73 | Acquired | 55000 | Direct |
| 2013-12-26 | Common Stock | M | 100000 | $21.04 | Acquired | 155000 | Direct |
| 2013-12-27 | Common Stock | S | 150000 | $37.4669 | Disposed | 5000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-26 | Stock Option | $20.73 | M | 50000 | Disposed | 2018-07-03 | Common Stock (50000) | Direct |
| 2013-12-26 | Stock Option | $21.04 | M | 100000 | Disposed | 2019-07-02 | Common Stock (100000) | Direct |
Footnotes
F1: We are amending the Form 4 filed on 12/27/2013 to reflect the correct prices at which the shares were acquired on 12/26/2103.
F2: Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 16, 2013.
F3: This transaction was executed in multiple trades at prices ranging from $37.30 to $37.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Option vests 25% annually on anniversary of grant date.
F5: Option vests 25% annually on anniversary of grant date.