ORA BANDA MINING LTD — Major Shareholding Notification 2019

Nov 27, 2019

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Ora Banda Mining Limited ACN/ARSN 100 038 266

1. Details of substantial holder (1)

1. Details of substantial holder (1)	1. Details of substantial holder (1)	1. Details of substantial holder (1)	1. Details of substantial holder (1)	1. Details of substantial holder (1)	1. Details of substantial holder (1)
Name Hawke’s Point Holdings I Limited (Hawke’s Point) and each of the entities listed in Annexure “A” (Hawke’s Point Group Entity).
ACN/ARSN (if applicable) Not applicable
There was a change in the interests of the
substantial holder on 27/11/2019
The previous notice was given to the company on 27/08/2019
The previous notice was dated 26/08/2019
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest(3)in when last required, and when now required, togive a substantial	holdingnotice to	the companyor scheme, are as follows:
Previous notice		Present notice
Class of securities (4) Person’s votes Voting power(5)		Person’s votes		Voting power(5)
Ordinary shares 206,437,092 37.95%		248,877,182		42.44%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder in voting securities of the company or
scheme, since the substantial holder was last required togive a substantial holdingnotice to the companyor			scheme are as follows:
Date of change Person whose relevant interest changed Nature of change (6)	Consideration given in relation to change (7)		Class and number of securities affected	Person’s votes affected
Acquisition of shares
27/11/2019 Hawke’s Point pursuant to a placement of shares to sophisticated and	A$7,851,416.65 (A$0.185 per share)		42,440,090	42,440,090
professional investors.

Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person’s votes affected
27/11/2019	Hawke’s Point	Acquisition of shares pursuant to a placement of shares to sophisticated and professional investors.	A$7,851,416.65 (A$0.185 per share)	42,440,090	42,440,090
27/11/2019	Each Hawke’s Point Group Entity	Acquisition of relevant interest by virtue of s 608(3)(a) and/or s 608(3)(b) of the Corporations Act 2001 (Cth), being a relevant interest held through a body corporate (Hawke’s Point) in which the voting power of the relevant Hawke’s Point Group Entity is more than 20% or which the relevant Hawke’s Point Group Entity controls.	N/A	42,440,090	42,440,090

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4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

4. Present relevant interests Particulars of each relevant interest of the substantial holder in votingsecurities after the change are as follows:	4. Present relevant interests Particulars of each relevant interest of the substantial holder in votingsecurities after the change are as follows:	4. Present relevant interests Particulars of each relevant interest of the substantial holder in votingsecurities after the change are as follows:	4. Present relevant interests Particulars of each relevant interest of the substantial holder in votingsecurities after the change are as follows:	4. Present relevant interests Particulars of each relevant interest of the substantial holder in votingsecurities after the change are as follows:	4. Present relevant interests Particulars of each relevant interest of the substantial holder in votingsecurities after the change are as follows:	4. Present relevant interests Particulars of each relevant interest of the substantial holder in votingsecurities after the change are as follows:	4. Present relevant interests Particulars of each relevant interest of the substantial holder in votingsecurities after the change are as follows:	4. Present relevant interests Particulars of each relevant interest of the substantial holder in votingsecurities after the change are as follows:
	Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)		Nature of relevant interest (6)	Class and number of securities	Person’s votes
	Hawke’s Point	Citicorp Nominees Pty Limited	Hawke’s Point		Relevant interest under s 608(1)(b) and (c) of the Corporations Act 2001 (Cth), being a relevant interest arising through Hawke’s Point having the right to control the voting or disposal of the shares.	248,877,182 ordinary shares	248,877,182
Each Hawke’s Point Group Entity Citicorp Nominees Pty Limited Hawke’s Point Relevant interest under s 608(3)(a) and/or s 608(3)(b) of the_Corporations Act_ 2001(Cth), being a relevant interest held through a body corporate (Hawke’s Point) in which the voting power of the relevant Hawke’s Point Group Entity is more than 20% or which the relevant Hawke’s Point Group Entity controls. 248,877,182 ordinary shares 248,877,182 5. Changes in association The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association	Each Hawke’s Point Group Entity	Citicorp Nominees Pty Limited	Hawke’s Point		Relevant interest under s 608(3)(a) and/or s 608(3)(b) of the_Corporations Act_ 2001(Cth), being a relevant interest held through a body corporate (Hawke’s Point) in which the voting power of the relevant Hawke’s Point Group Entity is more than 20% or which the relevant Hawke’s Point Group Entity controls.	248,877,182 ordinary shares	248,877,182
Not Applicable Not Applicable 6. Addresses The addresses of persons named in this form are as follows: Name Address Hawke’s Point and each Hawke’s Point Group Entity c /- Polygon Global Partners LLP, 4 Sloan Terrace, London, SW1X 9DQ, United Kingdom
	Name			Address
	Hawke’s Point and each Hawke’s Point Group Entity			c /- Polygon Global Partners LLP, 4 Sloan Terrace, London, SW1X 9DQ, United Kingdom

Name and ACN/ARSN (if applicable)	Nature of association
Not Applicable	Not Applicable

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Hawke’s Point and each Hawke’s Point Group Entity	c /- Polygon Global Partners LLP, 4 Sloan Terrace, London, SW1X 9DQ, United Kingdom

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Signature

print name Erik Caspersen	capacity	Authorised Signatory
sign here	date	27 November 2019
DIRECTIONS
er of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
ed to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
paragraph 6 of the form.
f "associate" in section 9 of the Corporations Act 2001.
f "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
of a company constitute one class unless divided into separate classes.
divided by the total votes in the body corporate or scheme multiplied by 100.

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

• (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

• See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown’”.

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

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Annexure “A” – Hawke’s Point Group Entities

This is Annexure “A” of 1 page referred to in the Form 604 (Notice of change of interests of Substantial Holder), signed by me and dated 27 November 2019.

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…………………… Erik Caspersen Authorised Signatory, Hawke’s Point Holdings I Limited

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Hawke’s Point Group Entities

Entity	ACN/ARSN
Hawke’s Point Holdings L.P	Not applicable
Hawke’s Point GP Limited	Not applicable
Hawke’s Point Manager L.P	Not applicable
Polygon Global Partners LLP	Not applicable
Polygon Global Partners LP	Not applicable

Tetragon Financial Group Limited and each Not applicable of its related bodies corporate

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