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OP Bancorp — Director's Dealing 2018
Mar 27, 2018
33671_dirs_2018-03-27_1efecfe2-5c6b-4f44-b7e0-e98b299fe968.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: OP Bancorp (OPBK)
CIK: 0001722010
Period of Report: 2018-03-27
Reporting Person: KIM MIN (Director, Chief Executive Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 287072 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (ISO) | $3.05 | 2020-04-01 | Common Stock (50000) | Direct | |
| Employee Stock Option (ISO) | $8.00 | 2024-04-01 | Common Stock (210000) | Direct | |
| Employee Restricted Stock Units | $ | Common Stock (40000) | Direct | ||
| Employee Restricted Stock Units | $ | Common Stock (45000) | Direct |
Footnotes
F1: Vests at the rate of 30,000 shares each April 1st, since date of grant on April 1, 2014, subject to continued employment.
F2: Restricted stock units vest 1/7th per year from the original grant of 70,0000 restricted stock units on April 1, 2014, subject to continued services.
F3: Each restricted stock unit represents a contingent right to receive one share of OPBK common stock.
F4: Restricted stock unites vest 1/7th per year from the original grant of 105,000 restricted stock units on July 25, 2013, subject to continued services.