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OneForce Holdings Limited — Capital/Financing Update 2018
Feb 12, 2018
50278_rns_2018-02-11_3f4774cd-4507-4762-a56a-f1adfa4314d9.pdf
Capital/Financing Update
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HONG KONG PUBLIC OFFERING – HK eIPO White Form Service Provider Application Form 香港公開發售-網上白表服務供應商申請表格 Please use this Application Form if you are a HK eIPO White Form Service Provider and are applying for Hong Kong Offer Shares on behalf of underlying applicants. 倘 閣下為網上白表服務供應商,並代表相關申請人申請認購香港發售股份,請使用本申請表格。
OneForce Holdings Limited 元力控股有限公司
(Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司)
GLOBAL OFFERING 全球發售 Number of Offer Shares under the : 96,000,000 Shares 全球發售的 : 96,000,000股股份 Global Offering 發售股份數目 Number of Hong Kong Offer Shares : 9,600,000 Shares 香港發售股份數目: 9,600,000股股份 (subject to reallocation) Number of International Offer Shares : 86,400,000 Shares (可予重新分配) (subject to reallocation) 國際發售股份數目: 86,400,000股股份 Offer Price : Not more than HK$0.96 per Offer (可予重新分配) Share and expected to be not less than 發售價:每股發售股份不高於0.96港元及 HK$0.72 per Offer Share, 每股發售股份預期不低於0.72港元, plus brokerage of 1%, 另加1%經紀佣金、 SFC transaction levy of 0.0027% and 0.0027%證監會交易徵費及 Stock Exchange trading fee of 0.005% 0.005%聯交所交易費 (payable in full on application in Hong Kong dollars and subject to refund) (須於申請時以港元繳足, Nominal value : HK$0.01 per Share 並可予退還) Stock code : 1933 面值:每股股份0.01港元 股份代號: 1933 Please read carefully the prospectus of OneForce Holdings Limited (the “ Company ”) dated 12 在填寫本申請表格前,請細閱元力控股有限公司(「 本公司 」)日期為2018年2月12日的招股章程(「 招 February 2018 (the “ Prospectus ”) (in particular, the section headed “How to apply for the Hong 股章程 」),尤其是招股章程「如何申請香港發售股份」一節,及本申請表格背面的指引。除非另有界 Kong Offer Shares” in the Prospectus) and the guidelines on the back of this Application Form 定,否則本申請表格所用詞語與招股章程所界定者具相同涵義。 before completing this Application Form. Terms used in this Application Form shall have the same meanings as those defined in the Prospectus unless defined herein. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock 香港交易及結算所有限公司,香港聯合交易所有限公司(「 聯交所 」)及香港中央結算有限公司(「 香港 Exchange ”) and Hong Kong Securities Clearing Company Limited (“ HKSCC ”) take no responsibility 結算 」)對本申請表格的內容概不負責,對其準確性或完整性亦不發表任何聲明,並明確表示概不就 for the contents of this Application Form, make no representation as to its accuracy or completeness 因本申請表格全部或任何部分內容而產生或因依賴該等內容而引致的任何損失承擔任何責任。 and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of this Application Form. A copy of this Application Form, together with a copy of each of the WHITE and YELLOW 本申請表格連同 白色 及 黃色 申請表格、招股章程及招股章程附錄五「1.送呈公司註冊處處長文件」一 Application Forms, the Prospectus and the other documents specified in the paragraph headed 段所列其他文件已按香港法例第32章《公司(清盤及雜項條文)條例》第342C條規定,送呈香港公司註 “1. Documents delivered to the Registrar of Companies” in Appendix V to the Prospectus have 冊處處長登記。證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對該等文件的任何內 been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the 容概不負責。 Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). The Securities and Futures Commission (the “ SFC ”) and the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents. Your attention is drawn to the paragraph headed “Personal Data” in this Application Form which 閣下謹請留意本申請表格「個人資料」一段,當中載有本公司及其香港股份過戶登記分處有關個人資 sets out the policies and practices of the Company and its Hong Kong Branch Share Registrar in 料及遵守個人資料(私隱)條例的政策及常規。 relation to personal data and compliance with the Personal Data (Privacy) Ordinance. Nothing in this Application Form or the Prospectus constitutes an offer to sell or the solicitation of 本申請表格或招股章程所載者概不構成出售要約或要約購買的游說,而在任何作出有關要約、游說 an offer to buy nor shall there be any sale of Hong Kong Offer Shares in any jurisdiction in which 或出售即屬違法的司法權區內,概不得出售任何香港發售股份。本申請表格及招股章程不得在美國 such offer, solicitation or sales would be unlawful. This Application Form and the Prospectus are not 境內直接或間接派發,而此項申請亦不是在美國出售股份的要約。發售股份並無亦將不會根據美國 for distribution, directly or indirectly, in or into the United States, nor is this application an offer 證券法或美國任何州證券法登記,且不得在美國境內發售、出售、抵押或轉讓,惟根據美國證券法 of Shares for sale in the United States. The Offer Shares have not been and will not be registered 及適用美國州證券法獲豁免登記規定或並非受該等登記規定規限的交易除外。發售股份僅可根據美 under the U.S. Securities Act or any state securities law in the United States and may not be offered, 國證券法S規例以及進行發售及出售的各司法權區適用法例於離岸交易中在美國境外提呈發售及出 sold, pledged or transferred within the United States, except pursuant to an exemption from, or in 售。將不會於美國進行發售股份的公開發售。 a transaction not subject to, the registration requirements of the U.S. Securities Act and applicable U.S. state securities laws. The Offer Shares may only be offered and sold outside the United States in offshore transactions in reliance on Regulation S under the U.S. Securities Act and the applicable laws of each jurisdiction where those offers and sales occur. No public offering of the Offer Shares will be made in the United States. This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in 在任何根據有關司法權區法律不得發送、派發或複製本申請表格及招股章程之司法權區內,本申表 whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution 格及招股章程概不得以任何方式發送或派發或複製(全部或部分)。本申請表格及招股章程僅致予 閣 or reproduction is not permitted under the law of that jurisdiction. This Application Form and the 下本人。概不得發送或派發或複製本申請表格或招股章程的全部或部分。如未能遵守此項指令,可 Prospectus are addressed to you personally. Any forwarding or distribution or reproduction of this 能違反美國證券法或其他司法權區的適用法律。 Application Form or the Prospectus in whole or in part is unauthorised. Failure to comply with this directive may result in a violation of the U.S. Securities Act or the applicable laws of other jurisdictions. To: OneForce Holdings Limited 致: 元力控股有限公司 LY Capital Limited 絡繹資本有限公司 Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 1 We confirm that we have (i) complied with the Guidelines for Electronic Public Offerings 吾等確認,吾等已(i)遵守電子公開發售指引及透過銀行╱股票經紀遞交 網上白表 申請的運作程序 and the Operational Procedures for HK eIPO White Form applications submitted via 以及與吾等就香港公開發售提供 網上白表 服務有關的所有適用法例及規例(法定或其他);及(ii)細 banks/stockbrokers and all applicable laws and regulations (whether statutory or otherwise) in 閱招股章程及本申請表格所載的條款及條件及申請手續,並同意受其約束。為代表與本申請有關 relation to the provision of our HK eIPO White Form services in connection with the Hong 的每一相關申請人作出申請,吾等: Kong Public Offering; and (ii) read the terms and conditions and application procedures set out in the Prospectus and this Application Form and agree to be bound by them. Applying on behalf of each of the underlying applicants to whom this application relates, we: • apply for the number of Hong Kong Offer Shares set out below, on the terms and • 按照招股章程及本申請表格的條款及條件,並在 貴公司組織章程細則的規限下, 申請 以下 conditions of the Prospectus and this Application Form, and subject to the Articles of 數目的香港發售股份; Association of the Company; • enclose payment in full for the Hong Kong Offer Shares applied for, including brokerage • 隨附 申請香港發售股份所需的全數付款(包括1.0%經紀佣金、0.0027%證監會交易徵費及 of 1.0%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005%; 0.005%聯交所交易費); • confirm that the underlying applicants have undertaken and agreed to accept the Hong • 確認 相關申請人已承諾及同意接納彼等根據本申請所申請的香港發售股份,或彼等根據本申 Kong Offer Shares applied for, or any lesser number allocated to such underlying 請獲分配的任何較少數目香港發售股份; applicants on this application; • undertake and confirm that the underlying applicant(s) and the person for whose benefit • 承諾 及 確認 相關申請人及相關申請人為其利益提出申請的人士並無申請或已申請或認購或表 the underlying applicant(s) is/are applying; or has/have not applied for or taken up, or 示有意認購或收取或獲配售或分配(包括有條件及╱或暫定)任何國際發售股份,並將不會申 indicated an interest for, or received or been placed or allocated (including conditionally 請、認購或表示有意認購任何國際發售股份,亦不會參與國際發售; and/or provisionally), and will not apply for or take up, or indicate an interest for, any International Offer Shares nor participate in the International Offering; • understand that these declarations and representations will be relied upon by the • 明白 貴公司、獨家全球協調人及香港包銷商將依賴此等聲明及陳述,以決定是否就本申請 Company, the Sole Global Coordinator and the Hong Kong Underwriter in deciding 配發任何香港發售股份,以及相關申請人如作出虛假聲明,可能會遭受檢控; whether or not to make any allotment of the Hong Kong Offer Shares in response to this application, and that the underlying applicants may be prosecuted if they made a false declaration; • authorise the Company to place the name(s) of the underlying applicants(s) on the • 授權 貴公司將相關申請人的姓名╱名稱列入 貴公司股東名冊內,作為任何將配發予相關 register of members of the Company as the holder(s) of any Hong Kong Offer Shares 申請人的香港發售股份的持有人,並(在符合招股章程及本申請表格所載的條款及條件的情 to be allotted to them, and (subject to the terms and conditions set out in the Prospectus 況下)根據本申請表格及招股章程所規定手續按相關申請人的申請表格上所示地址以普通郵 and this Application Form) to send any Share certificate(s) and/or any refund cheque(s) 遞方式寄發任何股票及╱或退款支票及╱或電子自動退款指示(如適用),郵誤風險概由相關 and/ or e-Auto Refund payment instruction(s) (where applicable) by ordinary post at 申請人承擔; the underlying applicant’s own risk to the address stated on this Application Form in accordance with the procedures prescribed in this Application Form and in the Prospectus; • request that any e-Auto Refund payment instructions be despatched to the application • 要求 將任何電子自動退款指示發送到相關申請人以單一銀行賬戶繳交申請款項的申請付款銀 payment bank account where the underlying applicants had paid the application monies 行賬戶內; from a single bank account; • request that any refund cheque(s) be made payable to the underlying applicant(s) who • 要求 任何以多個銀行賬戶繳交申請款項的申請人的退款支票以相關申請人為抬頭人,並根據 had used multiple bank accounts to pay the application monies and to send any such 本申請表格及招股章程所述程序將任何有關退款支票以普通郵遞方式寄發到相關申請人的申 refund cheque(s) by ordinary post at that underlying applicant’s own risk to the address 請指示所列的地址,郵誤風險概由該相關申請人承擔; stated on the application instruction of the underlying applicant in accordance with the procedures prescribed in this Application Form and in the Prospectus; • confirm that each underlying applicant has read the terms and conditions and application • 確認 各相關申請人已細閱本申請表格及招股章程所載的條款、條件及申請手續,並同意受其 procedures set out in this Application Form and in the Prospectus and agrees to be bound 約束; by them; • represent, warrant and undertake that the allotment of or application for the Hong • 聲明、保證及承諾 向相關申請人或由相關申請人或為其利益而提出本申請的人士配發或申請 Kong Offer Shares to or by underlying applicant for whose benefit this application is 香港發售股份,不會引致 貴公司須遵從任何地區的任何法律或規例的任何規定(不論是否具 made would not require the Company to comply with any requirements under any law or 法律效力); regulation (whether or not having the force of law) of any territory outside Hong Kong; • agree that this application, any acceptance of it and the resulting contract, will be • 同意 本申請、對本申請的任何接納及據此訂立的合約,將受香港法例規管及按其詮釋;及 governed by and construed in accordance with the laws of Hong Kong; and • agree that the Company, the Sole Sponsor, the Sole Global Coordinator, the Sole • 同意 本公司、獨家保薦人、獨家全球協調人、獨家賬簿管理人、獨家牽頭經辦人、香港包銷 Bookrunner, the Sole Lead Manager, the Hong Kong Underwriter and their respective 商及彼等各自的董事、顧問、代理及參與全球發售的任何其他各方有權倚賴我們或相關申請 directors, advisors, agents and any other parties involved in the Global Offering are 人作出的任何保證、聲明及陳述。 entitled to rely on any warranty, representation and declaration made by us or the underlying applicants. Signature: Date: 簽名: 日期: Name of applicant: Capacity: 申請人姓名╱名稱 身份:
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We, on behalf of the Total number of Shares Hong Kong Offer Shares on behalf of the underlying applicants whose details are contained in the readunderlying applicants, 股份總數 only CD-ROM submitted with this Application Form. offer to purchase 代表相關申請人提出認購的香港發售股份(申請人的詳細資料載於連同本申請表格遞交的唯讀光碟)。 吾等(代表相關 申請人)提出認購 A total of cheque(s) Cheque number(s) 隨附合共 張支票 支票編號 are enclosed for HK$ Name of bank a total sum of 銀行名稱 其總金額為 港元
Please use BLOCK letters 請用 正楷 填寫
Name of HK eIPO White Form Service Provider 網上白表 服務供應商名稱 Chinese name HK eIPO White Form Service Provider ID 中文名稱 網上白表 服務供應商識別編號 Name of contact person Contact number Fax number 聯絡人士姓名 聯絡電話號碼 傳真號碼 Address For Broker use 此欄供經紀填寫 地址 Lodged by 申請由以下經紀遞交 Broker no. 經紀號碼 Broker’s chop 經紀印章
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For bank use 此欄供銀行填寫
HONG KONG PUBLIC OFFERING – HK eIPO White Form Service Provider Application Form 香港公開發售-網上白表服務供應商申請表格 Please use this Application Form if you are a HK eIPO White Form Service Provider and are applying for Hong Kong Offer Shares on behalf of underlying applicants. 倘 閣下為網上白表服務供應商,並代表相關申請人申請認購香港發售股份,請使用本申請表格。
GUIDELINES TO COMPLETING THIS APPLICATION FORM
References to boxes below are to the numbered boxes on this Application Form.
1 Sign and date the Application Form in Box 1. Only a written signature will be accepted.
The name and the representative capacity of the signatory should also be stated.
To apply for Hong Kong Offer Shares using this Application Form, you must be named in the list of HK eIPO White Form Service Providers who may provide HK eIPO White Form services in relation to the Hong Kong Public Offering, which was released by the SFC.
- 2 Put in Box 2 (in figures) the total number of Hong Kong Offer Shares for which you wish to apply on behalf of the underlying applicants.
Application details of the underlying applicants on whose behalf you are applying must be contained in one data file in read-only CD-ROM format submitted together with this Application Form.
填寫本申請表格的指引
下文各欄提述的號碼乃本申請表格中各欄的編號。
- 1 在申請表格欄1簽署及填上日期。只接受親筆簽名。
亦必須註明簽署人的姓名╱名稱及代表身份。
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如欲使用本申請表格申請香港發售股份, 閣下必須為名列於證監會公佈的 網上 白表 服務供應商名單內可以就香港公開發售提供網上白表服務的供應商。
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2 在欄2填上 閣下欲代表相關申請人申請認購的香港發售股份總數(以數字填寫)。 閣下代相關申請人作出申請的申請資料,必須包含於連同本申請表格一併遞交的 唯讀光碟格式的一個資料檔案內。
3 Complete your payment details in Box 3. 3 在欄3填上 閣下付款的詳細資料。 You must state in this box the number of cheques you are enclosing together with 閣下必須在本欄註明 閣下連同本申請表格隨附的支票數目;及 閣下必須在每 this Application Form; and you must state on the reverse of each of those cheques 張支票的背面註明(i) 閣下的 網上白表 服務供應商識別編號;及(ii)載有相關申 (i) your HK eIPO White Form Service Provider ID; and (ii) the file number of 請人的申請詳細資料的資料檔案的檔案編號。 the data file containing application details of the underlying applicant(s). The dollar amount(s) stated in this box must be equal to the amount payable for 本欄所註明的金額必須與欄2所申請認購的香港發售股份總數應付的金額相同。 the total number of Hong Kong Offer Shares applied for in Box 2. All cheque(s) 所有支票及本申請表格連同裝有唯讀光碟的密封信封(如有)必須放進蓋上 閣下 and this Application Form together with a sealed envelope containing the CD公司印章的信封內。 ROM, if any, must be placed in the envelope bearing your company chop. For payments by cheque, the cheque must: 如以支票繳付股款,該支票必須: • be in Hong Kong dollars; • 為港元支票; • not be post dated; • 不得為期票; • be drawn on a Hong Kong dollar bank account in Hong Kong; • 由在香港開設的港元銀行賬戶付款; • show your (or your nominee’s) account name; • 顯示 閣下(或 閣下代名人)的賬戶名稱; • be made payable to BANK OF CHINA (HONG KONG) NOMINEES • 註明抬頭人為 中國銀行(香港)代理人有限公司-元力控股公開發售 ; LIMITED – ONEFORCE HOLDINGS PUBLIC OFFER; • be crossed “Account Payee Only”; and • 以「只准入抬頭人賬戶」劃線方式開出;及 • be signed by the authorised signatories of the HK eIPO White Form Services • 由 網上白表 服務供應商的授權簽署人簽署。 Provider. Your application may be rejected if any of these requirements is not met or if the 倘未能符合任何此等規定或倘支票首次過戶不獲兌現, 閣下的申請可能會遭拒 cheque is dishonored on its first presentation. 絕受理。 It is your responsibility to ensure that details on the cheque(s) submitted 閣下有責任確保所遞交的支票上的詳細資料與就本申請遞交的唯讀光碟或資料檔 correspond with the application details contained in the CD-ROM or data file 案所載的申請詳細資料相同。倘出現差異,本公司及獨家全球協調人有絕對酌情 submitted in respect of this application. The Company and the Sole Global 權拒絕接受任何申請。 Coordinator have full discretion to reject any applications in the case of discrepancies. No receipt will be issued for sums paid on application. 申請時繳付的金額將不會獲發收據。 4 Insert your details in Box 4 (using BLOCK letters). 4 在欄4填上 閣下的詳細資料(用正楷填寫)。 You should write the name, ID and address of the HK eIPO White Form Service 閣下必須在本欄填上 網上白表 服務供應商的名稱、識別編號及地址。 閣下亦必 Provider in this box. You should also include the name and telephone number of 須填寫 閣下營業地點的聯絡人士的姓名及電話號碼及(如適用)經紀號碼及經紀 the contact person at your place of business and where applicable, the Broker No. 印章。 and Broker’s Chop. PERSONAL DATA 個人資料 Personal Information Collection Statement 個人資料收集聲明 The main provisions of the Personal Data (Privacy) Ordinance (Cap. 486) (the “ Ordinance ”) came into effect in Hong Kong on 20 December 1996. This Personal 香港法例第日在香港生效。此份個人資料收集聲明是向香港發售股份申請人及持有人說明本486章個人資料(私隱)條例(「 《條例》 」)中的主要條文於1996年12月20 Information Collection Statement informs the applicant for and holder of the Hong 公司及香港股份過戶登記分處有關個人資料及條例的政策及慣例。 Kong Offer Shares of the policies and practices of the Company and the Hong Kong Branch Share Registrar in relation to personal data and the Ordinance. 1 Reasons for the collection of your personal data 1. 收集 閣下個人資料之原因 From time to time it is necessary for applicants for securities or registered holders 證券申請人或證券登記持有人申請證券或將證券轉往其名下,或將名下證券轉讓 of securities to supply their latest correct personal data to the Company and/or the 予他人,或要求香港股份過戶登記分處提供服務時,須不時向本公司及╱或香港 Hong Kong Branch Share Registrar when applying for securities or transferring 股份過戶登記分處提供其最新的正確個人資料。 securities into or out of their names or in procuring the services of the Hong Kong Branch Share Registrar. Failure to supply the requested data may result in your application for securities 若未能提供所需資料,可能會導致 閣下的證券申請遭拒絕受理或本公司及╱或 being rejected or in delay or inability of the Company and/or the Hong Kong 香港股份過戶登記分處延遲或不能使證券過戶生效或提供其他服務,亦可能妨礙 Branch Share Registrar to effect transfers or otherwise render their services. It 或延誤 閣下成功申請的香港發售股份的登記或過戶及╱或妨礙或延誤寄發股 may also prevent or delay registration or transfer of the Hong Kong Offer Shares 票,及╱或發送電子自動退款指示,及╱或寄發 閣下應得的退款支票。 which you have successfully applied for and/or the despatch of Share certificate(s), and/or the despatch of e-Auto Refund payment instructions, and/or the despatch of refund cheque(s) to which you are entitled. It is important that the applicants and the holders of securities inform the Company 證券申請人及持有人提供的個人資料如有任何不確,必須即時知會本公司及香港 and the Hong Kong Branch Share Registrar immediately of any inaccuracies in the 股份過戶登記分處。 personal data supplied. 2 Purposes 2. 資料用途 The personal data of the applicants and holders of securities may be used, held 證券申請人及持有人之個人資料可被採用及以任何方式持有及╱或保存,以作 and/or stored (by whatever means) for the following purposes: 下列用途: • processing of your application and/or e-Auto Refund payment instructions • 處理 閣下的申請及╱或電子自動退款指示及╱或退款支票(如適用)、核實 and/or refund cheque, where applicable, and verification of compliance with 是否遵守本申請表格及招股章程所載條款及申請手續以及公佈香港發售股份 the terms and application procedures set out in this Application Form and 的分配結果; the Prospectus and announcing results of allocation of the Hong Kong Offer Shares; • enabling compliance with all applicable laws and regulations in Hong Kong • 確保遵守香港及其他地方的一切適用法律及法規; and elsewhere; • registering new issues or transfers into or out of the names of holders of • 登記新發行證券或為證券持有人轉往其名下或由其名下轉讓予他人的證券, securities including, where applicable, in the name of HKSCC Nominees; 包括以香港結算代理人的名義登記(如適用); • maintaining or updating the registers of holders of securities of the Company; • 保存或更新本公司證券持有人名冊; • conducting or assisting to conduct signature verifications, any other • 進行或協助進行簽名核對、任何其他核對或交換資料; verification or exchange of information; • establishing benefit entitlements of holders of securities of the Company, such • 確定本公司證券持有人可獲取的利益,例如股息、供股及紅股等利益的資 as dividends, rights issues and bonus issues, etc; 格; • distributing communications from the Company and its subsidiaries; • 寄發本公司及其附屬公司的通訊資料; • compiling statistical information and investor profiles; • 編製統計資料及投資者資料; • making disclosures as required by laws, rules or regulations; • 遵照法例、規則或規例的要求作出披露; • disclosing identities of successful applicants by way of press announcement(s) • 透過報章公佈或其他方式披露成功申請人士的身份; or otherwise; • disclosing relevant information to facilitate claims on entitlements; and • 披露有關資料以便作出權益索償;及 • any other incidental or associated purposes relating to the above and/or to • 與上述有關的任何其他附帶或相關目的及╱或致使本公司及香港股份過戶登 enable the Company and the Hong Kong Branch Share Registrar to discharge 記分處能夠履行彼等對證券持有人及╱或監管機構的義務及證券持有人不時 their obligations to holders of securities and/or regulators and any other 同意的任何其他目的。 purpose to which the holders of securities may from time to time agree. 3 Transfer of personal data 3. 轉交個人資料 Personal data held by the Company and the Hong Kong Branch Share Registrar 本公司及香港股份過戶登記分處會將其持有證券申請人及持有人的個人資料保 relating to the applicants and the holders of securities will be kept confidential 密,但本公司及香港股份過戶登記分處可能會就上述目的或上述任何目的作出彼 but the Company and the Hong Kong Branch Share Registrar may, to the extent 等認為必要的查詢以確認個人資料的準確性,尤其可能會向下列任何及所有人士 necessary for achieving the above purposes or any of them, make such enquiries 及實體披露、索取或轉交證券申請人及持有人的個人資料(不論在香港或外地): as they consider necessary to confirm the accuracy of the personal data and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to, from or with any and all of the following persons and entities:
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the Company, its advisers or its appointed agents such as financial advisers, receiving bank and overseas principal registrars;
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where applicants for securities request deposit into CCASS, to HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;
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any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company and/or the Hong Kong Branch Share Registrar in connection with the operation of their respective businesses;
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any regulatory or governmental bodies (including the Stock Exchange and the SFC); and
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any other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers, etc..
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4 Retention of personal data The Company and the Hong Kong Branch Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.
5. Access and correction of personal data The Ordinance provides the applicants and the holders of securities with rights to ascertain whether the Company and/or the Hong Kong Branch Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Branch Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for information regarding policies and practices and the kinds of data held should be addressed to the Company for the attention of the Company secretary or (as the case may be) the Hong Kong Branch Share Registrar for the attention of the Privacy Compliance Officer for the purposes of the Ordinance.
By signing an Application Form, you agree to all of the above.
DELIVERY OF THIS APPLICATION FORM
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本公司、其顧問或其委任的代理,例如財務顧問、收款銀行及主要海外股份 過戶登記處;
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倘證券申請人要求將證券存入中央結算系統,向香港結算及香港結算代理人 披露,而彼等將為運作中央結算系統而使用個人資料;
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任何向本公司及╱或香港股份過戶登記分處提供與其各自業務運作有關的行 政、電訊、電腦、付款或其他服務的代理、承包商或第三方服務供應商;
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任何監管或政府機關(包括聯交所及證監會);及
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與證券持有人有或擬有業務往來的任何其他人士或機構,例如銀行、律師、 會計師或股票經紀等。
4. 個人資料的保留 本公司及香港股份過戶登記分處將按收集個人資料所需的用途保留證券申請人及 持有人的個人資料。毋須保留的個人資料將會根據《條例》銷毀或處理。
5. 查閱及更正個人資料 《條例》賦予證券申請人及持有人權利以確定本公司及╱或香港股份過戶登記分處 是否持有其個人資料、索取有關資料及更正任何不確的資料。根據《條例》規定, 本公司及香港股份過戶登記分處有權就處理任何查閱資料的要求收取合理費用。 根據《條例》,所有關於查閱資料或更正資料或索取關於政策及慣例及所持資料類 別的資料的要求,應向本公司的公司秘書或(視情況而定)香港股份過戶登記分處 的私隱條例事務主任提出。
閣下簽署申請表格,即表示同意上述各項。
遞交本申請表格
This completed Application Form, together with the appropriate cheque(s) together with a sealed envelope containing the CD-ROM, must be submitted to the following receiving bank by 4:00 p.m. on Thursday, 15 February 2018:
經填妥的本申請表格,連同適用支票及裝有相關唯讀光碟的密封信封,必須於2018年 2月15日(星期四)下午四時正之前,送達下列收款銀行:
中國銀行(香港)有限公司 香港 花園道1號 中銀大廈CP2
Bank of China (Hong Kong) Limited CP2, Bank of China Tower
1 Garden Road
Hong Kong