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OLD SECOND BANCORP INC Director's Dealing 2017

Mar 16, 2017

32302_dirs_2017-03-16_aa73b355-baa6-415b-b5bd-2dbe96a76632.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2017-03-10

Reporting Person: CHEATHAM J DOUGLAS (Director, CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-10 Old Second Bancorp, Inc Common Stock J 177 Disposed 38712 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Old Second Bancorp, Inc Common Stock 4208 Indirect
Old Second Bancorp, Inc. Common Stock 62881.299 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options $27.75 2017-12-18 Common Stock (15000) 15000 Direct
Employee StockOptions $29.20 2016-12-19 common stock (12000) 12000 Direct

Footnotes

F1: Included in this total are 27333 shares outright, 48.299 shares are dividend equivalents in the form of restricted stock units and 35,500 shares of restricted stock units in Mr. Cheatham's name alone.

F2: Does not apply.

F3: These shares represent a refund back to the Plan as a result of a compliance audit finding. This information was provided by the Plan Trustee as of 3-16-17.