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OLD SECOND BANCORP INC — Director's Dealing 2017
Mar 16, 2017
32302_dirs_2017-03-16_aa73b355-baa6-415b-b5bd-2dbe96a76632.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2017-03-10
Reporting Person: CHEATHAM J DOUGLAS (Director, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-10 | Old Second Bancorp, Inc Common Stock | J | 177 | — | Disposed | 38712 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp, Inc Common Stock | 4208 | Indirect |
| Old Second Bancorp, Inc. Common Stock | 62881.299 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options | $27.75 | 2017-12-18 | Common Stock (15000) | 15000 | Direct |
| Employee StockOptions | $29.20 | 2016-12-19 | common stock (12000) | 12000 | Direct |
Footnotes
F1: Included in this total are 27333 shares outright, 48.299 shares are dividend equivalents in the form of restricted stock units and 35,500 shares of restricted stock units in Mr. Cheatham's name alone.
F2: Does not apply.
F3: These shares represent a refund back to the Plan as a result of a compliance audit finding. This information was provided by the Plan Trustee as of 3-16-17.
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