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OLD SECOND BANCORP INC — Director's Dealing 2016
Feb 17, 2016
32302_dirs_2016-02-17_865f3317-dbe2-4c88-8be1-dda12cb0343f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2016-02-16
Reporting Person: SKOGLUND WILLIAM B (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-16 | Old Second Bancorp, Inc. Common Stock | A | 5000 | — | Acquired | 69487 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp Inc. Common Stock | 14206 | Indirect |
| Old Second Bancorp Inc. Common Stock | 47038 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | 2017-12-18 | Common Stock (40000) | 40000 | Direct |
| Employee Stock Option | $29.20 | 2016-12-19 | Common Stock (32000) | 32000 | Direct |
Footnotes
F1: Included in this total are 532 shares in Mr. Skoglund's name alone; 2,500 shares of restricted stock units and 61,455 shares held by William Skoglund as Trustee of the William Skoglund Trust in a brokerage account.
F2: These shares represent Restricted Stock Units granted in 2016 under Old Second's Equity Award Program. These shares have a 3-year cliff vesting.
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