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OLD SECOND BANCORP INC — Director's Dealing 2016
Apr 1, 2016
32302_dirs_2016-04-01_943a6ebe-af0c-4889-9ec0-967d607c4cbf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2016-03-31
Reporting Person: Eccher James (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-31 | Old Second Bancorp, Inc. Common Stock | J | 12 | — | Disposed | 8584 | Indirect |
| 2016-03-31 | Old Second Bancorp, Inc. Common Stock | A | 1558 | — | Acquired | 8596 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp, Inc. Common Stock | 1960 | Indirect |
| Old Second Bancorp, Inc. Common Stock | 174108 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | 2017-12-18 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option | $29.20 | 2016-12-19 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Included in this total are 148 shares held jointly with spouse; 53,910 shares held in a brokerage account; 50 shares held in Mr. Eccher's name alone and 120,000 shares of restricted stock units in the name of Mr. Eccher.
F2: Does not apply.
F3: Of this total, 1,559 shares were allocated during the first quarter pursuant to the Old Second Bancorp, Inc. Salary Savings Plan & Trust. Information provided herein was provided by the Plan Trustee as of 03-31-16.
F4: These shares represent a refund back to the Plan as a result of a compliance audit finding.