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OLD SECOND BANCORP INC — Director's Dealing 2015
Oct 27, 2015
32302_dirs_2015-10-27_98ffecab-7d0e-41dc-8d49-8a4e05ff7567.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2015-10-26
Reporting Person: Ladowicz John (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-26 | Old Second Bancorp, Inc. Common Stock | S | 4738 | $6.55 | Disposed | 18162 | Indirect |
| 2015-10-26 | Old Second Bancorp, Inc. Common Stock | S | 5000 | $6.5336 | Disposed | 22900 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp, Inc. Common Stock | 7146 | Direct |
| Old Second Bancorp, Inc. Common Stock | 290908 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option Right to Buy | $7.49 | 2019-02-17 | Common Stock (1500) | 1500 | Direct |
Footnotes
F1: Included in this total are 268,181 shares held by Mr. Ladowicz in a ROTH IRA account and 22,727 shares held in Trust in an IRA account.
F2: Included in this total are 2,146 shares in Mr. Ladowicz' name outright and 5,000 shares of restricted stock units in Mr. Ladowicz' name.
F3: This total reflects the sale of 5,000 shares from the spouse's trust with Mr. Ladowicz as co-trustee. The balance after the sale is 22,900 shares.
F4: This total reflects the sale of 4,738 shares from the spouse's trust with Mr. Ladowicz as co-trustee. The balance after the sale is 18,162 shares .