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OLD SECOND BANCORP INC — Director's Dealing 2014
Jun 30, 2014
32302_dirs_2014-06-30_e1ab70e8-cce4-41bf-9f45-08d6082f1f34.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2014-04-28
Reporting Person: Ladowicz John (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-17 | Old Second Bancorp, Inc. Common Stock | A | 2500 | $4.82 | Acquired | 4646 | Direct |
| 2014-04-28 | OSBI Fixed Rate Cumulative Preferred Stock-Ser B | S | 283 | $947.50 | Disposed | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp, Inc. Common Stock | 290908 | Indirect |
| Old Second Bancorp, Inc. Common Stock | 21450 | Indirect |
| Old Second Bancorp, Inc. Common Stock | 21450 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option Right to Buy | $7.49 | 2019-02-17 | Common Stock (1500) | 1500 | Direct |
Footnotes
F1: Included in this total are 268,181 shares held by Mr. Ladowicz in an IRA account and 22,727 shares held in Trust.
F2: These shares represent a Restricted Stock Units grant pursuant to Old Second Bancorp, Inc. 2014 Equity Incentive Plan.
F3: Included in this total are 2,146 shares in Mr. Ladowicz' name outright and 2,500 shares of restricted stock units in Mr. Ladowicz' name.
F4: In connection with its public offering of common stock, the Company was required to repurchase the Old Second Fixed Rate Cumulative Perpetual Preferred Stock Series B from ints directors on 05-15-14.