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OLD SECOND BANCORP INC — Director's Dealing 2014
Jun 30, 2014
32302_dirs_2014-06-30_6ad947e9-5d63-4678-969b-1ca8fb2f8f0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2014-04-28
Reporting Person: PALMER GERALD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-17 | Old Second Bancorp, Inc. Common Stock | A | 2500 | $4.82 | Acquired | 54689 | Direct |
| 2014-04-28 | OSBI Fixed Rate Cumulative Preferred Stock-Ser B | S | 567 | $947.50 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp Inc. Common Stock | 47727 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Old Second Bancorp Inc. Stock Options | $7.49 | 2019-02-17 | Common Stock (1500) | 1500 | Direct |
| Old Second Bancorp Inc. Stock Options | $27.75 | 2017-12-18 | Common Stock (1500) | 1500 | Direct |
| Old Second Bancorp Inc. Stock Options | $29.20 | 2016-12-19 | Common Stock (1500) | 1500 | Direct |
| Old Second Bancorp Inc. Stock Options | $31.34 | 2015-12-20 | Common Stock (1500) | 1500 | Direct |
| Old Second Bancorp Inc. Stock Options | $32.59 | 2014-12-21 | Common Stock (1500) | 1500 | Direct |
Footnotes
F1: Included in this total are 4,462 shares in Mr. Palmer's name alone; 47,727 shares in Mr. Palmer's name as Trustee and 2,500 shares of restricted stock units in Mr. Palmer's name.
F2: These shares are held in a brokerage account on behalf of Mr.Palmer's spouse's Trust account.
F3: These shares represent a Restricted Stock Units grant pursuant to Old Second Bancorp, Inc. 2014 Equity Incentive Plan.
F4: In connection with its public offering of common stock, the Company was required to repurchase the Old Second Fixed Rate Cumulative Perpetual Preferred Stock Series B from its directors on 04-28-14.