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OLD SECOND BANCORP INC — Director's Dealing 2014
Jun 30, 2014
32302_dirs_2014-06-30_4e4442f3-ff9c-4ff4-96da-de1a15490f4e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2014-04-28
Reporting Person: SCHMITZ JAMES C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-17 | Old Second Bancorp, Inc. Common Stock | A | 2500 | $4.82 | Acquired | 54496 | Direct |
| 2014-04-28 | OSBI Fixed Rate Cumulative Preferred Stock-Ser B | S | 200 | $947.50 | Acquired | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp, Inc. Common Stock | 9590 | Indirect |
| Old Second Bancorp, Inc. Common Stock | 12000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option Right to Buy | $7.49 | 2019-02-17 | Common Stock (1500) | 1500 | Direct |
| Employee Stock Option Right to buy | $27.75 | 2017-12-18 | Common Stock (1500) | 1500 | Direct |
| Employee Stock Option Right to Buy | $29.20 | 2016-12-19 | Common Stock (1500) | 1500 | Direct |
| Employee Stock Option Right to Buy | $31.34 | 2015-12-20 | Common Stock (1500) | 1500 | Direct |
| Employee Stock Option Right to Buy | $32.59 | 2014-12-21 | Common Stock (1500) | 1500 | Direct |
Footnotes
F1: Included in this total are 200 shares held in Mr. Schmitz' name alone; 51,796 shares held by James Schmitz as Trustee of the James C. Schmitz Trust and 2,500 shares of restricted stock units in the name of Mr. Schmitz.
F2: These shares represent a Restricted Stock Units grant pursuant to Old Second Bancorp, Inc. 2014 Equity Incentive Plan.
F3: In connection with its public offering of common stock, the Company was required to repurchase the Old Second Fixed Rate Cumulative Perpetual Preferred Stock Series B from it directors on 04-28-14.