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OCEANFIRST FINANCIAL CORP — Director's Dealing 2018
Feb 5, 2018
32218_dirs_2018-02-05_b98c8796-5d95-46e6-aee8-fe5fd289d11d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2018-02-05
Reporting Person: IANTOSCA JOSEPH R (EVP, CAO, OceanFirst Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-05 | Common Stock | S | 5000 | $26.40 | Disposed | 38527 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19233 | Indirect |
| Common Stock | 12245 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $13.87 | 2021-02-18 | Common Stock (10125.0) | 10125 | Direct |
| Stock Option (right to buy) | $13.83 | 2022-02-15 | Common Stock (10125.0) | 10125 | Direct |
| Stock Option (right to buy) | $14.62 | 2023-02-15 | Common Stock (11250.0) | 11250 | Direct |
| Stock Option (right to buy) | $14.55 | 2023-06-17 | Common Stock (11250.0) | 11250 | Direct |
| Stock Option (right to buy) | $17.75 | 2024-03-19 | Common Stock (24375.0) | 24375 | Direct |
| Stock Option (right to buy) | $17.37 | 2025-03-18 | Common Stock (30000.0) | 30000 | Direct |
| Stock Option (right to buy) | $17.28 | 2026-03-16 | Common Stock (37500.0) | 37500 | Direct |
| Stock Option (right to buy) | $29.01 | 2027-03-15 | Common Stock (45000.0) | 45000 | Direct |
| Stock Option (right to buy) | $27.4 | 2028-01-24 | Common Stock (15485.0) | 15485 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $26.33 to $26.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.
F2: Total includes shares of restricted stock to vest in the future.
F3: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F4: Options vest in five equal annual installments beginning on the date first exercisable.