AI assistant
Sending…
Ocean Power Technologies, Inc. — Director's Dealing 2010
Jul 20, 2010
34237_dirs_2010-07-20_c240c906-d54f-451f-88b4-12cdac219cfb.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ocean Power Technologies, Inc. (OPTT)
CIK: 0001378140
Period of Report: 2010-07-16
Reporting Person: Dunleavy Charles F (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-16 | Common Stock | A | 3000 | — | Acquired | 201976 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-07-16 | Employee Stock Option (Right to Buy) | $5.29 | A | 30000 | Acquired | 2020-07-15 | Common Stock (30000) | Direct |
Footnotes
F1: Represents shares of common stock granted under the Company's 2006 Stock Incentive Plan, which will vest over two years based on performance.
F2: Exercisable in five equal annual installments beginning one year after date of grant.