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Nyxoah SA — Director's Dealing 2021
Jul 14, 2021
3984_rns_2021-07-14_afa4aabf-28aa-46ed-9702-41689aee15ca.pdf
Director's Dealing
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2) Issuer
2 +
0 +
1) Status of the notification
| Final | |
|---|---|
| Name NYXOAH | |
| Identification number 0817-149-675 |
3) Reason for the notification
Acquisition or disposal of voting securities or voting rights
4) Notification by
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
| Name | Address (for legal entities) |
|---|---|
| James E. Flynn | N/A |
| Deerfield Partners, L.P. | 345 Park Ave S, 12th FL, New York, NY 10010 United States |
| Deerfield Mgmt, L.P. | 345 Park Ave S, 12th FL, New York, NY 10010 United States |
| J.E. Flynn Capital, LLC | 345 Park Ave S, 12th FL, New York, NY 10010 United States |
| Deerfield Management Company, L.P. | 345 Park Ave S, 12th FL, New York, NY 10010 United States |
| Flynn Management LLC | 345 Park Ave S, 12th FL, New York, NY 10010 United States |
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
| A) Voting rights | Previous notification After the transaction |
|||||
|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | ||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
S | |
| James E. Flynn | 0 | 0 | 0.00% | 0.00% | 1 |
| TOTAL Start with "groups" of holders. Add subtotals with , and then finish with the persons who are "alone". |
899,300 | 0 | 3.60% | 0.00% | ||
|---|---|---|---|---|---|---|
| Subtotal | 899,300 | 3.60% | S | |||
| Deerfield Partners, L.P. | 899,300 | 0 | 3.60% | 0.00% | 1 |
For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on .
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| + | |||||||
| TOTAL | 0 | 0.00% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 899,300 | 3.60% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Deerfield Partners, L.P. is controlled by (i) Deerfield Mgmt L.P., which is controlled by J.E. Flynn Capital, LLC and (ii) Deerfield Management Company, L.P., which is controlled by Flynn Management LLC. Both Flynn Management LLC and J.E. Flynn Capital, LLC are controlled by James E. Flynn. |
|
|---|---|
12) In case of proxy voting for only one GM
| (DD/MM/YYYY) | |||||
|---|---|---|---|---|---|
| Holder | will cease to hold / will hold again |
0 | voting rights as of |
13) Additional information
| Done at New York, New York, USA | |||
|---|---|---|---|
| On | 12/07/2021 (DD/MM/YYYY) | ||
| Name & capacity David J. Clark, Authorized Signatory | Signature |
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