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NVIDIA CORP — Director's Dealing 2013
Mar 22, 2013
29733_dirs_2013-03-22_3c7af593-e13b-4499-889d-c39ae5fd6c6b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NVIDIA CORP (NVDA)
CIK: 0001045810
Period of Report: 2013-03-20
Reporting Person: HUANG JEN HSUN (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-20 | Common Stock | A | 300000 | — | Acquired | 608431 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-20 | Employee Stock Option (Right to Buy) | $12.62 | A | 237500 | Acquired | 2023-03-19 | Common Stock (237500.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19659091 | Indirect |
| Common Stock | 1237239 | Indirect |
| Common Stock | 584000 | Indirect |
| Common Stock | 39687 | Indirect |
| Common Stock | 39687 | Indirect |
Footnotes
F1: Represents the maximum number of shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the Issuer's fiscal year ending January 26, 2014. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The maximum number represents 167% of the target payout of 180,000 shares. If the pre-established performance goal is achieved, the shares earned will vest as to 25% on March 19, 2014 and as to 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.
F2: The shares represent restricted stock units that were received as an award, for no consideration.
F3: Includes 755 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 28, 2013.
F4: The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.
F5: The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
F6: The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.
F7: The option shall vest as to 25% of the shares on March 20, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.