NUIX LIMITED — Major Shareholding Notification 2023

May 2, 2023

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme NUIX LIMITED ACN/ARSN 117 140 235

1. Details of substantial holder (1)

Name ECP Asset Management Pty Ltd (and its associated entities) ACN/ARSN (if applicable) 158 527 582

There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated	26/04/2023 09/07/2021 09/072021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice		Present notice
	Person’s votes	Voting power(5)	Person’s votes	Voting power(5)
Fully paid ordinary	15,934,458	5.0%	20,858,311	6.6%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person’s votes affected
	SEE ANNEXURE “A”

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person’s votes
	SEE ANNEXURE “B”

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
n.a.	n.a.

6. Addresses

The addresses of persons named in this form are as follows:

persons named in this form are as follows:
Name	Address
ECP Asset Management PtyLtd	Level 4,The Pavilion,388 George St,SydneyNSW 2000
EC Pohl & Co PtyLtd	Level 12,2 Corporate Court BundallQLD 4217

Signature

print name Emmanuel Pohl Capacity Director sign here Date 03 May 2023

DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

(2) See the definition of “associate” in section 9 of the Corporations Act 2001.

(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

(4) The voting shares of a company constitute one class unless divided into separate classes.

(5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

(6) Include details of:

(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(8) If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write “unknown”.

(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

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Nuix Limited (ACN 117 140 235)
Annexure A
Date of Change Person whose relevant interest changed Nature of change Consideration Number of Class
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							Securities
29/09/2021	Citicorp Nominees Limited	On-market trades - BUY		$	56,959.63		21,829	Ord F/P
29/09/2021	JP Morgan Chase Nominees Pty Ltd	On-market trades - BUY		$	464,911.58		178,171	Ord F/P
30/09/2021	Citicorp Nominees Limited	On-market trades - BUY		$	56,272.31		21,829	Ord F/P
30/09/2021	JP Morgan Chase Nominees Pty Ltd	On-market trades - BUY		$	459,301.63		178,171	Ord F/P
1/10/2021	Citicorp Nominees Limited	On-market trades - BUY		$	53,776.97		21,829	Ord F/P
1/10/2021	JP Morgan Chase Nominees Pty Ltd	On-market trades - BUY		$	438,934.27		178,171	Ord F/P
5/10/2021	Citicorp Nominees Limited	On-market trades - BUY		$	56,637.87		21,829	Ord F/P
5/10/2021	JP Morgan Chase Nominees Pty Ltd	On-market trades - BUY		$	462,285.25		178,171	Ord F/P
17/11/2021	National Australia Bank Limited	On-market trades - BUY		$	87,829.04		30,709	Ord F/P
9/12/2021	Citicorp Nominees Limited	On-market trades - BUY		$	9,305.85		1,596	Ord F/P
10/01/2022	Citicorp Nominees Limited	On-market trades - SELL		-$	1,392.89	-	650	Ord F/P
27/01/2022	Citicorp Nominees Limited	On-market trades - SELL		-$	3,411.70	-	2,282	Ord F/P
28/01/2022	Citicorp Nominees Limited	On-market trades - BUY		$	29,874.15		20,000	Ord F/P
30/03/2022	Citicorp Nominees Limited	On-market trades - SELL		-$	9,485.00	-	6,403	Ord F/P
21/04/2022	National Australia Bank Limited	On-market trades - BUY		$	70,328.50		51,030	Ord F/P
22/04/2022	National Australia Bank Limited	On-market trades - BUY		$	70,077.76		51,030	Ord F/P
31/05/2022	Citicorp Nominees Limited	On-market trades - SELL		-$	3,120.34	-	3,136	Ord F/P
6/06/2022	BNP Paribas Ltd	On-market trades - BUY		$	697,367.41		728,245	Ord F/P
6/06/2022	Citicorp Nominees Limited	On-market trades - SELL		-$	841,286.08	-	878,536	Ord F/P
6/06/2022	JP Morgan Chase Nominees Pty Ltd	On-market trades - BUY		$	143,918.66		150,291	Ord F/P
17/06/2022	Citicorp Nominees Limited	On-market trades - SELL		-$	5,657.71	-	7,469	Ord F/P
5/08/2022	Citicorp Nominees Limited	On-market trades - BUY		$	10,384.16		15,000	Ord F/P
12/01/2023	Citicorp Nominees Limited	On-market trades - BUY		$	13,732.99		20,000	Ord F/P
24/01/2023	Citicorp Nominees Limited	On-market trades - BUY		$	9,821.89		10,000	Ord F/P
7/02/2023	Citicorp Nominees Limited	On-market trades - BUY		$	4,431.89		5,000	Ord F/P
10/02/2023	BNP Paribas Ltd	On-market trades - BUY		$	266,226.13		205,540	Ord F/P
13/02/2023	BNP Paribas Ltd	On-market trades - BUY		$	312,236.30		200,000	Ord F/P
15/02/2023	BNP Paribas Ltd	On-market trades - BUY		$	1,113,152.78		1,000,000	Ord F/P
9/03/2023	BNP Paribas Ltd	On-market trades - BUY		$	1,009,664.59		789,784	Ord F/P
3/04/2023	Citicorp Nominees Limited	On-market trades - BUY		$	757,869.78		605,000	Ord F/P
4/04/2023	Citicorp Nominees Limited	On-market trades - BUY		$	521,248.04		395,000	Ord F/P
18/04/2023	BNP Paribas Ltd	On-market trades - BUY		$	87,888.11		80,484	Ord F/P
18/04/2023	Citicorp Nominees Limited	On-market trades - BUY		$	992.62		909	Ord F/P
18/04/2023	JP Morgan Chase Nominees Pty Ltd	On-market trades - BUY		$	8,521.94		7,804	Ord F/P
19/04/2023	BNP Paribas Ltd	On-market trades - BUY		$	109,611.52		102,284	Ord F/P
19/04/2023	Citicorp Nominees Limited	On-market trades - BUY		$	1,237.75		1,155	Ord F/P
19/04/2023	JP Morgan Chase Nominees Pty Ltd	On-market trades - BUY		$	10,628.52		9,918	Ord F/P
20/04/2023	BNP Paribas Ltd	On-market trades - BUY		$	73,554.03		68,856	Ord F/P
20/04/2023	Citicorp Nominees Limited	On-market trades - BUY		$	830.02		777	Ord F/P
20/04/2023	JP Morgan Chase Nominees Pty Ltd	On-market trades - BUY		$	7,132.57		6,677	Ord F/P
21/04/2023	BNP Paribas Ltd	On-market trades - BUY		$	111,115.89		103,649	Ord F/P
21/04/2023	Citicorp Nominees Limited	On-market trades - BUY		$	1,254.29		1,170	Ord F/P
21/04/2023	JP Morgan Chase Nominees Pty Ltd	On-market trades - BUY		$	10,774.00		10,050	Ord F/P
24/04/2023	BNP Paribas Ltd	On-market trades - BUY		$	120,522.67		106,790	Ord F/P
24/04/2023	Citicorp Nominees Limited	On-market trades - BUY		$	1,361.08		1,206	Ord F/P
24/04/2023	JP Morgan Chase Nominees Pty Ltd	On-market trades - BUY		$	11,686.60		10,355	Ord F/P
26/04/2023	BNP Paribas Ltd	On-market trades - BUY		$	116,596.27		98,381	Ord F/P
26/04/2023	Citicorp Nominees Limited	On-market trades - BUY		$	1,316.70		1,111	Ord F/P
26/04/2023	JP Morgan Chase Nominees Pty Ltd	On-market trades - BUY		$	11,305.15		9,539	Ord F/P
			TOTAL	$	6,998,525.44		4,800,864

The investment portfolios managed by ECP Asset Management Pty Ltd are constructed from high quality growth businesses that we believe are able to generate above-average economic returns over the long term. The allocation of capital between investments is determined by our forecast IRR. Any individual movements should not be construed as an endoresment or criticism for a particular company.

This is Annexure "A" of 1 page as mentioned in form 604 Notice of change of interests of substantial holder

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Date: 3-May-23

Emmanuel Pohl

Nuix Limited (ACN 117 140 235)	Nuix Limited (ACN 117 140 235)
Annexure B
Holder of Relevant Interest Registered Holder of Securities		Person entitled to be Registered	Nature of Relevant Interest	Holding Class
		as Holder
ECP Asset Management	BNP Paribas Ltd	BNP Paribas Ltd	Investment Discretion and Voting Power	15,113,654 Ordinary Fully Paid
ECP Asset Management	Citicorp Nominees Limited	Citicorp Nominees Limited	Investment Discretion and Voting Power	604,025 Ordinary Fully Paid
EC Pohl & Co	Citicorp Nominees Limited	Citicorp Nominees Limited	Investment Discretion and Voting Power	1,065,542 Ordinary Fully Paid
ECP Asset Management	JP Morgan Chase Nominees Pty Ltd	JP Morgan Chase Nominees Pty Ltd	Investment Discretion and Voting Power	3,843,204 Ordinary Fully Paid
ECP Asset Management	National Australia Bank Limited	National Australia Bank Limited	Investment Discretion and Voting Power	231,886 Ordinary Fully Paid
				20,858,311

This is Annexure "B" of 1 page as mentioned in form 604 Notice of change of interests of substantial holder

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Date: 03-May-2023

Emmanuel Pohl