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NUFARM LIMITED — Director's Dealing 2010
Mar 31, 2010
65453_rns_2010-03-31_d7f4528b-d9af-451b-9468-b1050a89844d.pdf
Director's Dealing
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Form 604
Corporations Law Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
Nufarm Limited
ACN/ARSN
091 323 312
1. Details of substantial holder(1)
Name Douglas Rathbone including his associates.
There was a change in the interests of the substantial holder on 01/ 04 / 2010 The previous notice was given to the company on 18 / 05 / 2009
The previous notice was dated
18 / 05 / 2009
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previousnotice | Presentnotice | ||
|---|---|---|---|---|
| Person’svotes | Voting power(5) | Person’svotes | Voting power(5) | |
| Ordinary shares | 24,162,610 | 11.26% | 21,162,610 | 9.70% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 01/04/2010 | Falls Creek No 2 Pty Ltd |
Off market transfer | $8.20 per share | 2,700,000 fully paid ordinary shares |
2,700,000 |
| 01/04/2010 | Grantali Pty Ltd | Off market transfer | $8.20 per share | 300,000 fully paid ordinary shares |
300,000 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and number of securities |
Person’s votes |
|---|---|---|---|---|---|
| Douglas John Rathbone |
Falls Creek No.2 Pty Ltd |
holder | Director | 20,530,987 fully paid ordinary shares |
20,530,987 |
| Douglas John Rathbone |
Grantali Pty Ltd | holder | Director | 133,846 fully paid ordinary shares |
133,846 |
| Douglas John Rathbone |
Douglas John Rathbone |
holder | holder | 76,050 ordinary shares |
76,050 |
| Douglas John Rathbone |
Ann Rathbone | holder | spouse | 16,643 ordinary shares |
16,643 |
| Douglas John Rathbone |
Darren Rathbone | holder | child | 17,571 ordinary shares |
17,571 |
| Douglas John Rathbone |
Bradley Rathbone | holder | child | 11,643 ordinary shares |
11,643 |
| Douglas John Rathbone |
Matthew Rathbone | holder | child | 16,571 ordinary shares |
16,571 |
| Douglas John Rathbone |
Dennis Rathbone | holder | father | 12,499 ordinary shares |
12,499 |
| Douglas John Rathbone |
Graeme Rathbone | holder | brother | 8,655 ordinary shares |
8,655 |
| Douglas John Rathbone |
Sadie Rathbone | holder | mother | 12,499 ordinary shares |
12,499 |
| Douglas John Rathbone |
Susan Rathbone | holder | sister-in-law | 6,655 ordinary shares |
6,655 |
| Douglas John Rathbone |
CPU Share Plans P/L as Trustee of Nufarm Executive Share Plan |
holder | beneficial owner | 318,911 ordinary shares |
318,911 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Douglas John Rathbone | 38Edwards Street,Essendon, 3040 |
| Falls Creek No.2 PtyLtd | 38Edwards Street,Essendon, 3040 |
| Grantali PtyLtd | 38 Edwards Street,Essendon,3040 |
| Ann Rathbone | 38 Edwards Street,Essendon,3040 |
| Darren Rathbone | 38Edwards Street,Essendon, 3040 |
|---|---|
| BradleyRathbone | 38 Edwards Street,Essendon,3040 |
| Matthew Rathbone | 38 Edwards Street,Essendon,3040 |
| Dennis Rathbone | 43 Balmoral Avenue,Pascoe Vale South,3044 |
| Graeme Rathbone | 5 Aruna Drive,Wonga Park,3115 |
| SadieRathbone | 43Balmoral Avenue,PascoeVale South, 3044 |
| Susan Rathbone | 5ArunaDrive,WongaPark, 3115 |
| CPU Share Plans P/L | GPO Box 658,Melbourne,VIC 3001 |
Signature
print name Douglas John Rathbone capacity ___________ sign here date 1 / 4 / 2010 ___________
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity NUFARM LIMITED ABN 37 091 323 312
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | DOUGLAS JOHN RATHBONE |
|---|---|
| Date of last notice | 15/05/2009 (as corrected on 24/6/2009) |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect – Grantali P/L Indirect – Falls Creek No 2 P/L |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Grantali P/L – Trustee of D Rathbone Family Trust Falls Creek No 2 P/L – Company controlled by DJRathbone |
| Date of change | 01/04/2010 |
- See chapter 19 for defined terms.
11/3/2002
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct Douglas John Rathbone 76,050 Ord Shares Indirect Falls Creeks No.2 P/L 23,230,987 Ord Shares Grantali P/L 433,846 Ord Shares Anne Rathbone (spouse) 16,643 Ord Shares Darren Rathbone (Child) 17,571 Ord Shares Bradley Rathbone (Child) 11,643 Ord Shares Matthew Rathbone (Child) 16,571 Ord Shares Dennis Rathbone (Father) 12,499 Ord Shares Graeme Rathbone (Brother) 8,655 Ord Shares Sadie Rathbone (Mother) 12,499 Ord Shares Susan Rathbone (Sister-in-law)6,655 Ord Shares CPU Share Plans P/L as Trustee of Nufarm Executive SharePlan 318,991Ord Shares |
|
|---|---|---|
| Class | Fully Paid Ordinary Shares | |
| Number acquired | Nil | |
| Number disposed | Grantali P/L 300,000 Fully Paid Ordinary Shares Falls Creek No 2 P/L 2,700,000 Fully Paid Ordinary Shares |
|
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$8.20 per share | |
| No. of securities held after change | Direct Douglas John Rathbone 76,050 Ord Shares Indirect Falls Creeks No.2 P/L 20,530,987 Ord Shares Grantali P/L 133,846 Ord Shares Anne Rathbone (spouse) 16,643 Ord Shares Darren Rathbone (Child) 17,571 Ord Shares Bradley Rathbone (Child) 11,643 Ord Shares Matthew Rathbone (Child) 16,571 Ord Shares Dennis Rathbone (Father) 12,499 Ord Shares Graeme Rathbone (Brother) 8,655 Ord Shares Sadie Rathbone (Mother) 12,499 Ord Shares Susan Rathbone (Sister-in-law)6,655 Ord Shares CPU Share Plans P/L as Trustee of Nufarm Executive Share Plan 318,991 Ord Shares |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Off market trade | |
|---|---|---|
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
- See chapter 19 for defined terms.
11/3/2002
Appendix 3Y Page 3