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Nuburu, Inc. Director's Dealing 2023

Jan 24, 2023

35022_dirs_2023-01-24_78ccce5d-79fe-44d6-b6f3-e05708a0d1dc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tailwind Acquisition Corp. (TWND)
CIK: 0001814215
Period of Report: 2023-01-20

Reporting Person: SUSQUEHANNA SECURITIES, LLC (10% Owner)
Reporting Person: CAPITAL VENTURES INTERNATIONAL (10% Owner)
Reporting Person: G1 EXECUTION SERVICES, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-20 Class A Common Stock X 372500 $10.00 Disposed 71069 Direct
2023-01-20 Class A Common Stock X 300 $7.50 Acquired 71369 Direct
2023-01-20 Class A Common Stock X 20200 $12.5 Acquired 91569 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-20 Put Option (right to sell) $10.00 X 3725 Disposed 2023-01-20 Class A Common Stock (372500) Direct
2023-01-20 Call Option (obligation to sell) $12.50 E 10 Disposed 2023-01-20 Class A Common Stock (1000) Direct
2023-01-20 Put Option (obligation to buy) $7.50 X 3 Disposed 2023-01-20 Class A Common Stock (300) Direct
2023-01-20 Put Option (obligation to buy) $7.50 E 44 Disposed 2023-01-20 Class A Common Stock (4400) Direct
2023-01-20 Put Option (obligation to buy) $12.50 X 202 Disposed 2023-01-20 Class A Common Stock (20200) Direct

Footnotes

F1: These securities are directly owned by Susquehanna Securities, LLC.

F2: These options are exercisable at any time prior to their expiration.