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Nuburu, Inc. — Director's Dealing 2023
Jan 24, 2023
35022_dirs_2023-01-24_78ccce5d-79fe-44d6-b6f3-e05708a0d1dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tailwind Acquisition Corp. (TWND)
CIK: 0001814215
Period of Report: 2023-01-20
Reporting Person: SUSQUEHANNA SECURITIES, LLC (10% Owner)
Reporting Person: CAPITAL VENTURES INTERNATIONAL (10% Owner)
Reporting Person: G1 EXECUTION SERVICES, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-20 | Class A Common Stock | X | 372500 | $10.00 | Disposed | 71069 | Direct |
| 2023-01-20 | Class A Common Stock | X | 300 | $7.50 | Acquired | 71369 | Direct |
| 2023-01-20 | Class A Common Stock | X | 20200 | $12.5 | Acquired | 91569 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-20 | Put Option (right to sell) | $10.00 | X | 3725 | Disposed | 2023-01-20 | Class A Common Stock (372500) | Direct |
| 2023-01-20 | Call Option (obligation to sell) | $12.50 | E | 10 | Disposed | 2023-01-20 | Class A Common Stock (1000) | Direct |
| 2023-01-20 | Put Option (obligation to buy) | $7.50 | X | 3 | Disposed | 2023-01-20 | Class A Common Stock (300) | Direct |
| 2023-01-20 | Put Option (obligation to buy) | $7.50 | E | 44 | Disposed | 2023-01-20 | Class A Common Stock (4400) | Direct |
| 2023-01-20 | Put Option (obligation to buy) | $12.50 | X | 202 | Disposed | 2023-01-20 | Class A Common Stock (20200) | Direct |
Footnotes
F1: These securities are directly owned by Susquehanna Securities, LLC.
F2: These options are exercisable at any time prior to their expiration.
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