AI assistant
Nuburu, Inc. — Director's Dealing 2023
Apr 20, 2023
35022_dirs_2023-04-20_e5eee71d-7560-4c66-be8e-bd6a51015070.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nuburu, Inc. (BURU)
CIK: 0001814215
Period of Report: 2023-04-18
Reporting Person: Nicol Ronald Lee (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-18 | Common Stock | A | 25000 | $0.00 | Acquired | 170696 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 121308 | Indirect |
Footnotes
F1: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. A total of one-eighth (1/8th) of the shares subject to this grant become vested on each Quarterly Vesting Date following the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date. "Vesting Commencement Date" shall mean January 31, 2023. "Quarterly Vesting Date" shall mean each of January 31, April 30, July 31, and October 31.
F2: Includes 25,000 shares granted as RSUs. As of the transaction date, zero RSUs have vested.
F3: The shares are held directly by Eunomia, LP. Mr. Nicol is the manager of Eunomia, LP and exercises voting and investment control over these shares. Mr. Nicol claims beneficial ownership of these shares.