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Nuburu, Inc. — Director's Dealing 2023
Apr 25, 2023
35022_dirs_2023-04-25_6a08f082-0dba-4eae-83a4-7dab05578282.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nuburu, Inc. (BURU)
CIK: 0001814215
Period of Report: 2023-04-21
Reporting Person: Zediker Mark (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-21 | Common Stock | X | 5153 | $1.3582 | Acquired | 5153 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-04-21 | Stock Options (right to buy) | $1.3582 | X | 5153 | Disposed | 2027-04-27 | Common Stock (5153) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4308203 | Direct |
Footnotes
F1: The common stock is held directly by Dr. Zediker's spouse. Dr. Zediker may be deemed to share voting and investment control over the common stock; however, Dr. Zediker disclaims beneficial ownership of the common stock except to the extent of his pecuniary interest therein.
F2: All of the shares subject to this option are fully vested and exercisable as of the date of exercise.
F3: The exercised option was held directly by Dr. Zediker's spouse.
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