Nuburu, Inc. — Director's Dealing 2023

Jun 23, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nuburu, Inc. (BURU)
CIK: 0001814215
Period of Report: 2023-06-16

Reporting Person: Seldin David (10% Owner)
Reporting Person: Anzu Nuburu LLC (10% Owner)
Reporting Person: Anzu Nuburu II LLC (10% Owner)
Reporting Person: Anzu Nuburu III LLC (10% Owner)
Reporting Person: Anzu Nuburu V LLC (10% Owner)
Reporting Person: Anzu Partners LLC (10% Owner)
Reporting Person: David & Jennifer Michael Family Ltd Partnership (10% Owner)
Reporting Person: CST Global LLC (10% Owner)
Reporting Person: Haring-Smith Whitney (10% Owner)
Reporting Person: Herman Debrah (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-16	Common Stock	S	4720	$0.7104	Disposed	10118292	Direct
2023-06-16	Common Stock	S	1876	$0.7104	Disposed	4020760	Direct
2023-06-16	Common Stock	S	863	$0.7104	Disposed	1849337	Direct
2023-06-16	Common Stock	S	709	$0.7104	Disposed	1519618	Direct
2023-06-16	Common Stock	S	235	$0.7104	Disposed	502671	Direct
2023-06-16	Common Stock	S	83	$0.7104	Disposed	177836	Direct
2023-06-16	Common Stock	S	49	$0.7104	Disposed	103004	Direct
2023-06-16	Common Stock	S	11	$0.7104	Disposed	24260	Direct
2023-06-16	Common Stock	S	5	$0.7104	Disposed	12130	Direct
2023-06-22	Common Stock	S	53	$0.7165	Disposed	10118239	Direct

Footnotes

F1: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.

F2: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F3: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F4: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F5: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F6: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F7: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F8: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F9: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F10: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11: The shares were sold in multiple transactions at prices ranging from $0.67 to $0.72, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.