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Nuburu, Inc. Director's Dealing 2023

Jul 20, 2023

35022_dirs_2023-07-20_e617974e-7c4d-41a9-9d0c-5bfa7018ebed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nuburu, Inc. (BURU)
CIK: 0001814215
Period of Report: 2023-07-18

Reporting Person: Faircloth Brian (Chief Operating Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-07-18 Stock Option (right to buy) $0.57 A 420000 Acquired 2033-07-18 Common Stock (420000) Direct

Footnotes

F1: 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of July 18, 2023 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date.